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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCRX
10926
DELISTED
Ocera Therapeutics, Inc.
OCRX
– –
-389
Closed -$3K
CBF
10927
CALL
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-500
Closed -$11K
RIC
10928
CALL
DELISTED
Richmont Mines Inc.
RIC
– –
-1,600
Closed -$2K
RIC
10929
DELISTED
Richmont Mines Inc.
RIC
– –
-6,084
Closed -$9K
EXA
10930
DELISTED
EXA Corporation
EXA
– –
-771
Closed -$12K
CRTN
10931
DELISTED
Cartesian, Inc.
CRTN
– –
-2,274
Closed -$7K
BONT
10932
CALL
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-14,300
Closed -$151K
RATE
10933
CALL
DELISTED
Bankrate Inc
RATE
– –
-600
Closed -$12K
WBKC
10934
DELISTED
Wolverine Bancorp, Inc.
WBKC
$0 ﹤0.01%
+11
New +$226
AXN
10935
DELISTED
Aoxing Pharmaceutical Company Inc.
AXN
$0 ﹤0.01%
+861
New +$227
FALC
10936
DELISTED
FalconStor Software Inc
FALC
– –
-8,827
Closed -$12K
UMX
10937
DELISTED
ProShares Ultra MSCI Mexico Capped IMI
UMX
– –
-695
Closed -$27K
KRS
10938
DELISTED
ProShares Short S&P Regional Banking of Proshares Trust
KRS
– –
-1,168
Closed -$39K
NCIT
10939
DELISTED
NCI, Inc.
NCIT
– –
-1,490
Closed -$8K
PPP
10940
PUT
DELISTED
Primero Mining Corp
PPP
– –
-42,000
Closed -$229K
XRA
10941
DELISTED
Exeter Resources Corporation
XRA
$0 ﹤0.01%
643
-80
-11% -$52
IPK
10942
DELISTED
SPDR S&P International Technology Sector
IPK
– –
-693
Closed -$21K
EMCR
10943
DELISTED
Columbia Emerging Markets Core ETF
EMCR
– –
-282
Closed -$6K
CST
10944
CALL
DELISTED
CST Brands, Inc.
CST
– –
-800
Closed -$24K
PVTB
10945
CALL
DELISTED
PrivateBancorp Inc
PVTB
– –
-200
Closed -$4K
XRDC
10946
DELISTED
Crossroads Capital, Inc
XRDC
– –
-2,148
Closed -$16K
XCO
10947
CALL
DELISTED
Exco Resources
XCO
– –
-6,376
Closed -$638K
EVER
10948
PUT
DELISTED
Everbank Financial Corp
EVER
– –
-100
Closed -$2K
SGM
10949
DELISTED
Stonegate Mortgage Corporation
SGM
$0 ﹤0.01%
+6
New +$103
HW
10950
CALL
DELISTED
Headwaters Inc
HW
– –
-300
Closed -$3K
436 437
438
439 440

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.