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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZZ
10801
PUT
DELISTED
Cosan Limited
CZZ
– –
-1,000
Closed -$15K
PRGX
10802
DELISTED
PRGX Global, Inc.
PRGX
$0 ﹤0.01%
30
– –
CEL
10803
CALL
DELISTED
Cellcom Israel, Ltd.
CEL
– –
-400
Closed -$4K
TCCO
10804
DELISTED
Technical Communications Corporation
TCCO
– –
-1,548
Closed -$10K
BMCH
10805
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-836
Closed -$11K
GV
10806
DELISTED
Goldfield Corporation
GV
– –
-8,232
Closed -$14K
TCO.PRK
10807
DELISTED
TAUBMAN CENTERS, INC. 6.25% SER K
TCO.PRK
– –
-617
Closed -$14K
TCO
10808
CALL
DELISTED
Taubman Centers Inc.
TCO
– –
-6,700
Closed -$451K
PRCP
10809
DELISTED
Perceptron Inc
PRCP
– –
-712
Closed -$8.36K
BSTC
10810
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-1,874
Closed -$36K
FKO
10811
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
– –
-127
Closed -$3K
TRQ
10812
CALL
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-36,476
Closed -$1.24M
TRQ
10813
PUT
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-42,477
Closed -$1.45M
RST
10814
CALL
DELISTED
ROSETTA STONE INC
RST
– –
-5,100
Closed -$83K
CETV
10815
PUT
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-400
Closed -$2K
GMO
10816
CALL
DELISTED
General Moly, Inc.
GMO
– –
-2,000
Closed -$3K
INWK
10817
PUT
DELISTED
InnerWorkings, Inc.
INWK
– –
-4,700
Closed -$46K
JE
10818
CALL
DELISTED
Just Energy Group Inc
JE
– –
-167
Closed -$35K
AFH
10819
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
– –
-139
Closed -$1K
ZN
10820
CALL
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-1,600
Closed -$3K
GCE
10821
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
– –
-178
Closed -$3K
GSB
10822
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
200
– –
GCAP
10823
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-490
Closed -$6K
ZIV
10824
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
– –
-1,040
Closed -$34K
MINI
10825
CALL
DELISTED
Mobile Mini Inc
MINI
– –
-100
Closed -$3K
431 432
433
434 435

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.