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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSEC
10776
DELISTED
National Security Group Inc
NSEC
– –
-1,045
Closed -$7K
HSTO
10777
DELISTED
Histogen Inc. Common Stock
HSTO
– –
0
– –
CROC
10778
DELISTED
ProShares UltraShort Australian Dollar
CROC
– –
-592
Closed -$26K
PBCT
10779
CALL
DELISTED
People's United Financial Inc
PBCT
– –
-1,700
Closed -$24K
PBCT
10780
PUT
DELISTED
People's United Financial Inc
PBCT
– –
-100
Closed -$1K
GFED
10781
DELISTED
Guaranty Federal Bancshares In
GFED
– –
-900
Closed -$11K
MRLN
10782
DELISTED
Marlin Business Services Corp
MRLN
– –
-701
Closed -$18K
LBJ
10783
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
– –
-15
Closed -$28.1K
DSPG
10784
DELISTED
DSP Group Inc
DSPG
– –
-3,636
Closed -$26K
MDP
10785
PUT
DELISTED
Meredith Corporation
MDP
– –
-500
Closed -$24K
CAI
10786
CALL
DELISTED
CAI International, Inc.
CAI
– –
-200
Closed -$5K
CXDC
10787
DELISTED
China XD Plastics Company Limited
CXDC
– –
-1,332
Closed -$6.49K
PMBC
10788
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-1,180
Closed -$7K
CSOD
10789
PUT
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-100
Closed -$5K
SPRT
10790
CALL
DELISTED
support.com, Inc.
SPRT
– –
-333
Closed -$5K
EXFO
10791
DELISTED
EXFO INC.
EXFO
$0 ﹤0.01%
87
-993
-92% -$5.17K
ALSK
10792
PUT
DELISTED
Alaska Communications Systems
ALSK
– –
-2,400
Closed -$6K
LEAF
10793
CALL
DELISTED
Leaf Group Ltd.
LEAF
– –
-403
Closed -$5K
HCAP
10794
DELISTED
Harvest Capital Credit Corporation
HCAP
$0 ﹤0.01%
9
-45
-83% -$672
CLGX
10795
CALL
DELISTED
Corelogic, Inc.
CLGX
– –
-100
Closed -$3K
CLGX
10796
PUT
DELISTED
Corelogic, Inc.
CLGX
– –
-100
Closed -$3K
GWPH
10797
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-204
Closed -$4K
IPHI
10798
CALL
DELISTED
INPHI CORPORATION
IPHI
– –
-1,000
Closed -$13K
VAR
10799
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-342
Closed -$22K
RLH
10800
DELISTED
Red Lions Hotel Corporation
RLH
– –
-274
Closed -$1K
430 431
432
433 434

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.