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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MARK
10651
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
7
-211
-97% -$6.75K
SRC
10652
CALL
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-19,624
Closed -$819K
SFE
10653
PUT
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-200
Closed -$3K
ONCT
10654
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-9
Closed -$44.8K
CORR
10655
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-1,843
Closed -$64K
FRGI
10656
CALL
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-200
Closed -$7K
NUVA
10657
PUT
DELISTED
NuVasive, Inc.
NUVA
– –
-200
Closed -$5K
PDCE
10658
PUT
DELISTED
PDC Energy, Inc.
PDCE
– –
-1,000
Closed -$51K
WTT
10659
DELISTED
Wireless Telecom Group, Inc.
WTT
– –
-2,703
Closed -$4K
NYMX
10660
PUT
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-7,500
Closed -$38K
UNAM
10661
DELISTED
Unico American Corp
UNAM
– –
-927
Closed -$12K
KSPN
10662
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
– –
-97
Closed -$9K
ACOR
10663
PUT
DELISTED
Acorda Therapeutics
ACOR
– –
-1
Closed -$3K
SEAC
10664
DELISTED
Seachange International Inc
SEAC
– –
-72
Closed -$17K
AUD
10665
CALL
DELISTED
Audacy, Inc.
AUD
– –
-400
Closed -$4K
IVH
10666
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-6,201
Closed -$124K
CAJ
10667
PUT
DELISTED
Canon, Inc.
CAJ
– –
-200
Closed -$7K
CYRN
10668
DELISTED
CYREN Ltd.
CYRN
– –
-2
Closed –
QUMU
10669
DELISTED
Qumu Corp.
QUMU
– –
-816
Closed -$7K
VIVO
10670
CALL
DELISTED
Meridian Bioscience Inc
VIVO
– –
-500
Closed -$11K
EMCF
10671
DELISTED
Emclaire Financial Corp
EMCF
– –
-619
Closed -$15K
AATC
10672
DELISTED
Autoscope Technologies Corporation Common Stock
AATC
– –
-646
Closed -$5K
HIL
10673
DELISTED
Hill International, Inc. Common Stock
HIL
$0 ﹤0.01%
88
-13,162
-99% -$38.7K
PTR
10674
CALL
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-300
Closed -$33K
POLY
10675
CALL
DELISTED
Plantronics, Inc.
POLY
– –
-300
Closed -$13K
425 426
427
428 429

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.