UBS’s Qumu Corp. QUMU Stock Holding History

UBS’s Portfolio QUMU Stock Details QUMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-1,464	Closed	-$23K	–	10940
2014 Q1	$23K	Buy	1,464 +1,274	+671%	+$19.6K	﹤0.01%	7918
2013 Q4	$2K	Buy	+190	New	+$2.5K	﹤0.01%	10075
2013 Q3	–	Sell	-816	Closed	-$7K	–	10804
2013 Q2	$7K	Buy	+816	New	+$6.86K	﹤0.01%	9022

Other funds holding QUMU

ICM

Invicta Capital Management New York $125M AUM 14.3% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

UBS's QUMU Position: Q2 2014 in Review

UBS sold out of Qumu Corp. (QUMU) in Q2 2014, closing a stake of 1,464 shares — an estimated $23K sold.

UBS first reported a position in QUMU in Q2 2013 and held it in 3 quarters. The position peaked at $23K in Q1 2014. 38 funds tracked by Wall St. Rank hold QUMU as of Q2 2014.

UBS reported no remaining Qumu Corp. position as of Q2 2014 after selling out during the quarter.
UBS sold 1,464 Qumu Corp. shares in Q2 2014, an estimated $23K.
UBS first reported a position in Qumu Corp. in Q2 2013 and held it in 3 quarters.
UBS's Qumu Corp. position peaked at $23K in Q1 2014.
38 funds tracked by Wall St. Rank held Qumu Corp. as of Q2 2014.

Based on UBS's 13F filing for Q2 2014, filed 14 Aug 2014.