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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODP
10551
CALL
DELISTED
ODP
ODP
– –
-35,010
Closed -$1.85M
OGEN icon
10552
Oragenics
OGEN
$2.31M
– –
0
– -$4K
OII icon
10553
PUT
Oceaneering
OII
$5.25B
– –
-2,300
Closed -$181K
OKE icon
10554
PUT
Oneok
OKE
$58.7B
– –
-4,683
Closed -$255K
OMAB icon
10555
Grupo Aeroportuario Centro Norte
OMAB
$4.99B
– –
-1,832
Closed -$49K
OMC icon
10556
PUT
Omnicom Group
OMC
$22.7B
– –
-400
Closed -$30K
OPHC icon
10557
OptimumBank Holdings
OPHC
$77.3M
– –
-118
Closed -$2K
OSIS icon
10558
PUT
OSI Systems
OSIS
$3.57B
– –
-700
Closed -$37K
OVLY icon
10559
Oak Valley Bancorp
OVLY
$274M
– –
-2,794
Closed -$23K
OXSQ icon
10560
CALL
Oxford Square Capital
OXSQ
$151M
– –
-2,000
Closed -$21K
PACB icon
10561
PUT
Pacific Biosciences
PACB
$422M
– –
-500
Closed -$3K
PAR icon
10562
PAR Technology
PAR
$637M
– –
-2,013
Closed -$11K
PBI icon
10563
PUT
Pitney Bowes
PBI
$2.42B
– –
-1,200
Closed -$28K
PBPB
10564
PUT
DELISTED
Potbelly
PBPB
– –
-100
Closed -$2K
PBR.A icon
10565
CALL
Petrobras Class A
PBR.A
$107B
– –
-2,295,000
Closed -$33.7M
PCYO icon
10566
Pure Cycle
PCYO
$257M
$0 ﹤0.01%
10
– –
PDFS icon
10567
CALL
PDF Solutions
PDFS
$2.13B
– –
-600
Closed -$15K
PDS
10568
PUT
Precision Drilling
PDS
$1.09B
– –
-10
Closed -$2K
PEG icon
10569
CALL
Public Service Enterprise Group
PEG
$39.8B
– –
-49,400
Closed -$1.58M
PFF icon
10570
CALL
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-6,700
Closed -$247K
PFF icon
10571
PUT
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-4,500
Closed -$166K
PFG icon
10572
PUT
Principal Financial Group
PFG
$23.6B
– –
-1,300
Closed -$64K
PFIG icon
10573
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
– –
-1,612
Closed -$40K
PKX icon
10574
PUT
POSCO
PKX
$15.8B
– –
-500
Closed -$39K
PLAB icon
10575
PUT
Photronics
PLAB
$1.79B
– –
-5,700
Closed -$51K
421 422
423
424 425

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.