UBS’s iShares Preferred and Income Securities ETF PFF Stock Holding History

UBS’s Portfolio PFF Stock Details PFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-4,500	Closed	-$166K	–	10694
2013 Q4	$166K	Buy	4,500 +500	+13%	+$18.9K	﹤0.01%	5502
2013 Q3	$152K	Sell	4,000 -2,700	-40%	-$103K	﹤0.01%	5526
2013 Q2	$263K	Buy	+6,700	New	+$269K	﹤0.01%	4808

Other funds holding PFF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

KeyBank National Association Cleveland, Ohio $27.4B AUM 24.17% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

UBS's PFF Position: Q3 2014 in Review

UBS reduced its iShares Preferred and Income Securities ETF (PFF) stake by 14% in Q3 2014, selling an estimated $14M and leaving 2,134,507 shares worth $84.4M. The position accounts for 0.06% of the portfolio, ranked #314.

UBS first reported a position in PFF in Q2 2013 and has held it in 6 quarters since. The position peaked at $134M in Q2 2013. 409 funds tracked by Wall St. Rank hold PFF as of Q3 2014.

UBS held 2,134,507 shares of iShares Preferred and Income Securities ETF worth $84.4M as of Q3 2014.
UBS sold 352,160 iShares Preferred and Income Securities ETF shares in Q3 2014, an estimated $14M.
iShares Preferred and Income Securities ETF made up 0.06% of UBS's portfolio in Q3 2014, its #314 holding.
UBS first reported a position in iShares Preferred and Income Securities ETF in Q2 2013 and has held it in 6 quarters since.
UBS's iShares Preferred and Income Securities ETF position peaked at $134M in Q2 2013.
409 funds tracked by Wall St. Rank held iShares Preferred and Income Securities ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.