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UBS’s Principal Financial Group PFG Stock Holding History

UBS’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-1,300
Closed -$64K – 10695
2013
Q4 		$64K Buy
1,300
+1,200
+1,200% +$57K ﹤0.01% 6642
2013
Q3 		$4K Sell
100
-1,100
-92% -$45.9K ﹤0.01% 9588
2013
Q2 		$45K Buy
+1,200
New +$43.9K ﹤0.01% 6855

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Harris Associates
Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS's PFG Position: Q3 2014 in Review

UBS reduced its Principal Financial Group (PFG) stake by 30% in Q3 2014, selling an estimated $3.1M and leaving 137,632 shares worth $7.22M. The position accounts for 0.01% of the portfolio, ranked #1703.

UBS first reported a position in PFG in Q2 2013 and has held it in 6 quarters since. The position peaked at $13.4M in Q1 2014. 418 funds tracked by Wall St. Rank hold PFG as of Q3 2014.

  • UBS held 137,632 shares of Principal Financial Group worth $7.22M as of Q3 2014.
  • UBS sold 59,328 Principal Financial Group shares in Q3 2014, an estimated $3.1M.
  • Principal Financial Group made up 0.01% of UBS's portfolio in Q3 2014, its #1703 holding.
  • UBS first reported a position in Principal Financial Group in Q2 2013 and has held it in 6 quarters since.
  • UBS's Principal Financial Group position peaked at $13.4M in Q1 2014.
  • 418 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.