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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLNA
10526
Filana Therapeutics
FLNA
$43.5M
– –
-2,829
Closed -$49.5K
SBAC icon
10527
PUT
SBA Communications
SBAC
$18.3B
– –
-100
Closed -$7K
SBB icon
10528
ProShares Short SmallCap600
SBB
$3.42M
– –
-1
Closed –
SBRA icon
10529
CALL
Sabra Healthcare REIT
SBRA
$5.65B
– –
-44,000
Closed -$1.15M
SBSW icon
10530
CALL
Sibanye-Stillwater
SBSW
$6.05B
– –
-1,591
Closed -$4K
SCHZ icon
10531
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$0 ﹤0.01%
2
– –
SCO icon
10532
ProShares UltraShort Bloomberg Crude Oil
SCO
$693M
– –
-121
Closed -$143K
SDD icon
10533
ProShares UltraShort SmallCap600
SDD
$1.29M
– –
-65
Closed -$38K
SDOW icon
10534
PUT
ProShares UltraPro Short Dow 30
SDOW
$165M
– –
-5
Closed -$52K
SDP icon
10535
ProShares UltraShort Utilities
SDP
$3.9M
– –
-11
Closed -$8K
SEIC icon
10536
CALL
SEI Investments
SEIC
$12.2B
– –
-200
Closed -$6K
SEM
10537
PUT
DELISTED
Select Medical
SEM
– –
-371
Closed -$2K
SGOL icon
10538
CALL
abrdn Physical Gold Shares ETF
SGOL
$6.97B
– –
-2,000
Closed -$24K
SGOL icon
10539
PUT
abrdn Physical Gold Shares ETF
SGOL
$6.97B
– –
-2,000
Closed -$24K
SHEN icon
10540
Shenandoah Telecom
SHEN
$637M
– –
-7,128
Closed -$59K
SHIP icon
10541
Seanergy Maritime Holdings
SHIP
$350M
– –
0
– -$3K
SHOO icon
10542
CALL
Steven Madden
SHOO
$3.18B
– –
-450
Closed -$10K
SIF icon
10543
SIFCO Industries
SIF
$164M
– –
-797
Closed -$13K
SIGA icon
10544
CALL
SIGA Technologies
SIGA
$222M
– –
-4,200
Closed -$12K
SIJ icon
10545
ProShares UltraShort Industrials
SIJ
$5.69M
– –
-23
Closed -$30K
SIL icon
10546
PUT
Global X Silver Miners ETF NEW
SIL
$4.09B
– –
-300
Closed -$11K
SILJ icon
10547
Amplify Junior Silver Miners ETF
SILJ
$3.29B
– –
-744
Closed -$7K
SIMO icon
10548
PUT
Silicon Motion
SIMO
$8.29B
– –
-400
Closed -$4K
SIVR icon
10549
PUT
abrdn Physical Silver Shares ETF
SIVR
$4.06B
– –
-1,600
Closed -$31K
SLG icon
10550
PUT
SL Green Realty
SLG
$3.83B
– –
-620
Closed -$53K
420 421
422
423 424

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.