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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVR icon
10376
PUT
Evercore
EVR
$13.1B
– –
-500
Closed -$25K
EVTC icon
10377
CALL
Evertec
EVTC
$1.83B
– –
-100
Closed -$2K
EVTC icon
10378
PUT
Evertec
EVTC
$1.83B
– –
-500
Closed -$11K
EWC icon
10379
PUT
iShares MSCI Canada ETF
EWC
$6.04B
– –
-1,900
Closed -$54K
EWI icon
10380
CALL
iShares MSCI Italy ETF
EWI
$911M
– –
-5,100
Closed -$144K
EWM icon
10381
PUT
iShares MSCI Malaysia ETF
EWM
$305M
– –
-50
Closed -$3K
EWS icon
10382
CALL
iShares MSCI Singapore ETF
EWS
$1.01B
– –
-150
Closed -$4K
EXAS
10383
PUT
DELISTED
Exact Sciences
EXAS
– –
-2,300
Closed -$27K
EYPT icon
10384
EyePoint Inc
EYPT
$1.02B
– –
-100
Closed -$3.24K
EYPT icon
10385
PUT
EyePoint Inc
EYPT
$1.02B
– –
-450
Closed -$18K
EZJ icon
10386
PUT
ProShares Ultra MSCI Japan
EZJ
$12.3M
– –
-3,600
Closed -$105K
FBZ
10387
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
– –
-796
Closed -$16K
FCA icon
10388
First Trust China AlphaDEX Fund
FCA
$32.5M
– –
-56
Closed -$1K
FCN icon
10389
PUT
FTI Consulting
FCN
$4.82B
– –
-100
Closed -$4K
DMC
10390
CALL
Del Monte Corp
DMC
$1.35B
– –
-300
Closed -$9K
FDUS icon
10391
PUT
Fidus Investment
FDUS
$737M
– –
-200
Closed -$4K
FHI icon
10392
PUT
Federated Hermes
FHI
$4.4B
– –
-100
Closed -$3K
FHN icon
10393
CALL
First Horizon
FHN
$12.1B
– –
-1,000
Closed -$11K
FISV
10394
CALL
Fiserv Inc
FISV
$27.2B
– –
-2,000
Closed -$51K
FNK icon
10395
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
– –
-720
Closed -$19K
FOXF icon
10396
Fox Factory Holding Corp
FOXF
$776M
– –
-145
Closed -$3K
FRD icon
10397
Friedman Industries
FRD
$253M
– –
-2,058
Closed -$21K
FRPH icon
10398
FRP Holdings
FRPH
$449M
$0 ﹤0.01%
+16
New +$303
FSFG
10399
DELISTED
First Savings Financial Group
FSFG
– –
-2,760
Closed -$21K
FSM icon
10400
PUT
Fortuna Silver Mines
FSM
$2.59B
– –
-3,600
Closed -$13K
414 415
416
417 418

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.