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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCT icon
10276
Arcturus Therapeutics
ARCT
$157M
– –
-128
Closed -$16K
ARGT icon
10277
Global X MSCI Argentina ETF
ARGT
$842M
– –
-511
Closed -$10K
AROC icon
10278
PUT
Archrock
AROC
$6.33B
– –
-100
Closed -$3K
ASA
10279
CALL
ASA Gold and Precious Metals
ASA
$948M
– –
-200
Closed -$2K
ASPS icon
10280
Altisource Portfolio Solutions
ASPS
$65.4M
– –
-176
Closed -$179K
ASPS icon
10281
PUT
Altisource Portfolio Solutions
ASPS
$65.4M
– –
-13
Closed -$16K
ASYS icon
10282
Amtech Systems
ASYS
$278M
– –
-1,717
Closed -$17.9K
ATEC icon
10283
Alphatec Holdings
ATEC
$1.27B
– –
-94
Closed -$2K
CVSA
10284
PUT
Covista Inc
CVSA
$3.94B
– –
-100
Closed -$4K
ATOS icon
10285
Atossa Therapeutics
ATOS
$22.9M
– –
0
– -$1K
AVNT icon
10286
CALL
Avient
AVNT
$3.45B
– –
-100
Closed -$4K
AVNW icon
10287
Aviat Networks
AVNW
$262M
$0 ﹤0.01%
31
– –
AVT icon
10288
CALL
Avnet
AVT
$7.33B
– –
-500
Closed -$22K
AWK icon
10289
CALL
American Water Works
AWK
$26.3B
– –
-126,800
Closed -$5.36M
AWK icon
10290
PUT
American Water Works
AWK
$26.3B
– –
-1,500
Closed -$63K
AWRE icon
10291
CALL
Aware
AWRE
$23.6M
– –
-100
Closed -$1K
AXTI icon
10292
CALL
AXT Inc
AXTI
$3.09B
– –
-400
Closed -$1K
AZZ icon
10293
CALL
AZZ Inc
AZZ
$4.5B
– –
-100
Closed -$5K
AZZ icon
10294
PUT
AZZ Inc
AZZ
$4.5B
– –
-200
Closed -$10K
BBH icon
10295
CALL
VanEck Biotech ETF
BBH
$396M
– –
-1,300
Closed -$115K
BC icon
10296
PUT
Brunswick
BC
$5.19B
– –
-1,300
Closed -$60K
BCE icon
10297
PUT
BCE
BCE
$19.9B
– –
-100
Closed -$4K
BCRX icon
10298
PUT
BioCryst Pharmaceuticals
BCRX
$2.37B
– –
-4,600
Closed -$35K
BDX icon
10299
CALL
Becton Dickinson
BDX
$43.1B
– –
-923
Closed -$99K
BFH icon
10300
CALL
Bread Financial
BFH
$4.21B
– –
-376
Closed -$79K
410 411
412
413 414

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.