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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUNA
10151
DELISTED
Luna Innovations Incorporated
LUNA
$1K ﹤0.01%
+888
New +$1.19K
VEDL
10152
CALL
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1K ﹤0.01%
100
-259
-72% -$2.53K
CBB
10153
CALL
DELISTED
Cincinnati Bell Inc.
CBB
$1K ﹤0.01%
60
-32,340
-100% -$512K
NCB
10154
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$1K ﹤0.01%
81
-261
-76% -$3.83K
PLCM
10155
CALL
DELISTED
POLYCOM INC
PLCM
$1K ﹤0.01%
100
-4,800
-98% -$50K
MGN
10156
DELISTED
MINES MGMT INC
MGN
$1K ﹤0.01%
+1,986
New +$1.35K
DSKX
10157
DELISTED
DS HEALTHCARE GROUP, INC. NEW COMMON STOCK
DSKX
$1K ﹤0.01%
651
-410
-39% -$744
RUDR
10158
DELISTED
VELOCITYSHARES RUSSIA SELECT DR ETF
RUDR
$1K ﹤0.01%
25
– –
RSOL
10159
CALL
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$1K ﹤0.01%
+400
New +$904
CWBC
10160
DELISTED
Community West BanCshares
CWBC
$1K ﹤0.01%
121
-950
-89% -$5.11K
IMH
10161
CALL
DELISTED
Impac Mortgage Holdings Inc.
IMH
$1K ﹤0.01%
100
– –
ETRM
10162
DELISTED
EnteroMedics Inc.
ETRM
$1K ﹤0.01%
1
-1
-50% -$1.16K
MPO
10163
PUT
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$1K ﹤0.01%
+20
New +$1.06K
BDG
10164
DELISTED
DB BASE METALS LONG ETN DUE 06/01/2038
BDG
$1K ﹤0.01%
82
– –
HOTRW
10165
DELISTED
CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE)
HOTRW
$1K ﹤0.01%
1,877
-3,560
-65% -$1.9K
ABG icon
10166
PUT
Asbury Automotive
ABG
$4.49B
– –
-2,500
Closed -$100K
ADEA icon
10167
CALL
Adeia
ADEA
$2.77B
– –
-756
Closed -$4K
AEE icon
10168
PUT
Ameren
AEE
$31.1B
– –
-17,300
Closed -$596K
AEIS icon
10169
PUT
Advanced Energy
AEIS
$10.9B
– –
-500
Closed -$9K
AGG icon
10170
CALL
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-300
Closed -$32K
AHT
10171
CALL
Ashford Hospitality Trust
AHT
$20.9M
– –
0
– -$3K
AIR icon
10172
CALL
AAR Corp
AIR
$5.62B
– –
-28,200
Closed -$620K
AIZ icon
10173
CALL
Assurant
AIZ
$14B
– –
-200
Closed -$10K
AKO.B icon
10174
Embotelladora Andina Series B
AKO.B
$4.69B
– –
-875
Closed -$30K
ALB icon
10175
PUT
Albemarle
ALB
$13.3B
– –
-200
Closed -$12K
405 406
407
408 409

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.