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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UQM
10126
CALL
DELISTED
UQM Technologies, Inc.
UQM
$1K ﹤0.01%
+600
New +$1.11K
WMW
10127
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$1K ﹤0.01%
+46
New +$866
ABCD
10128
DELISTED
Cambium Learning Group, Inc.
ABCD
$1K ﹤0.01%
+610
New +$894
ADXSW
10129
DELISTED
Advaxis Inc Warrants
ADXSW
$1K ﹤0.01%
+400
New +$538
XCRA
10130
CALL
DELISTED
Xcerra Corporation
XCRA
$1K ﹤0.01%
100
-136,000
-100% -$928K
NDRO
10131
PUT
DELISTED
Enduro Royalty Trust
NDRO
$1K ﹤0.01%
100
– –
PZE
10132
DELISTED
Petrobras Argentina S A
PZE
$1K ﹤0.01%
129
-1,871
-94% -$11.6K
WLB
10133
DELISTED
Westmoreland Coal Company
WLB
$1K ﹤0.01%
55
-973
-95% -$14.2K
CRVP
10134
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$1K ﹤0.01%
1,022
-15
-1% -$13
GNCMA
10135
PUT
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$1K ﹤0.01%
100
– –
OME
10136
CALL
DELISTED
Omega Protein
OME
$1K ﹤0.01%
100
-900
-90% -$10.6K
FPP.WS
10137
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
$1K ﹤0.01%
2,053
+1,403
+216% +$1.07K
FPP
10138
DELISTED
FieldPoint Petroleum Corporation
FPP
$1K ﹤0.01%
+350
New +$1.55K
GIGA
10139
DELISTED
Giga-Tronics Inc
GIGA
$1K ﹤0.01%
1,462
-2,269
-61% -$2.33K
CACQ
10140
DELISTED
Caesars Acquisition Company
CACQ
$1K ﹤0.01%
+90
New +$1.04K
AF
10141
CALL
DELISTED
Astoria Financial Corporation
AF
$1K ﹤0.01%
100
-4,500
-98% -$60.2K
STS
10142
DELISTED
Supreme Industries Inc Class A
STS
$1K ﹤0.01%
138
-490
-78% -$2.98K
SHOR
10143
PUT
DELISTED
ShoreTel, Inc.
SHOR
$1K ﹤0.01%
+100
New +$754
UNXL
10144
DELISTED
Uni-Pixel, Inc.
UNXL
$1K ﹤0.01%
119
-24,378
-100% -$359K
MSLI
10145
DELISTED
Merus Labs International Inc.
MSLI
$1K ﹤0.01%
+1,029
New +$1.37K
WILN
10146
DELISTED
Wi-LAN Inc.
WILN
$1K ﹤0.01%
+409
New +$1.39K
ERS
10147
DELISTED
Empire Resources, Inc.
ERS
$1K ﹤0.01%
256
-744
-74% -$2.62K
RUSS
10148
DELISTED
Direxion Daily Russia Bear 3x Shares
RUSS
$1K ﹤0.01%
+3
New +$750
ROSG
10149
PUT
DELISTED
Rosetta Genomics Ltd.
ROSG
$1K ﹤0.01%
17
– –
BEBE
10150
PUT
DELISTED
Bebe Stores Inc
BEBE
$1K ﹤0.01%
10
– –
404 405
406
407 408

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.