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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTC icon
10001
Astrotech Corp
ASTC
$12.9M
$1K ﹤0.01%
7
– –
AXTI icon
10002
CALL
AXT Inc
AXTI
$2.8B
$1K ﹤0.01%
+400
New +$1K
BLDR icon
10003
Builders FirstSource
BLDR
$7.93B
$1K ﹤0.01%
116
-6,884
-98% -$41.1K
BSBR icon
10004
PUT
Santander
BSBR
$41B
$1K ﹤0.01%
+104
New +$607
CATX icon
10005
Perspective Therapeutics
CATX
$327M
$1K ﹤0.01%
203
+21
+12% +$131
CGEN icon
10006
CALL
Compugen
CGEN
$214M
$1K ﹤0.01%
+100
New +$778
CIG icon
10007
PUT
CEMIG Preferred Shares
CIG
$6.21B
$1K ﹤0.01%
+257
New +$872
CLIR icon
10008
ClearSign Technologies
CLIR
$25.5M
$1K ﹤0.01%
+9
New +$750
CPHC icon
10009
Canterbury Park Holding Corp
CPHC
$80.2M
$1K ﹤0.01%
100
-714
-88% -$7.56K
DENN
10010
CALL
DELISTED
Denny's
DENN
$1K ﹤0.01%
+200
New +$1.17K
DSGX icon
10011
Descartes Systems
DSGX
$6.48B
$1K ﹤0.01%
100
– –
DWSN icon
10012
Dawson Geophysical
DWSN
$137M
$1K ﹤0.01%
68
-570
-89% -$13.9K
DXLG icon
10013
CALL
Destination XL Group
DXLG
$34.3M
$1K ﹤0.01%
+100
New +$642
FOCL
10014
CALL
EDAP TMS S.A.
FOCL
$227M
$1K ﹤0.01%
200
-2,600
-93% -$6.75K
EGAN icon
10015
eGain
EGAN
$190M
$1K ﹤0.01%
59
-1,473
-96% -$17.6K
EGY icon
10016
PUT
Vaalco Energy
EGY
$540M
$1K ﹤0.01%
+100
New +$589
EVC icon
10017
CALL
Entravision Communication
EVC
$1.01B
$1K ﹤0.01%
200
-16,500
-99% -$95.5K
FCA icon
10018
First Trust China AlphaDEX Fund
FCA
$32.5M
$1K ﹤0.01%
56
-1,064
-95% -$22.2K
FN icon
10019
Fabrinet
FN
$16.1B
$1K ﹤0.01%
+53
New +$782
FUNC icon
10020
First United
FUNC
$294M
$1K ﹤0.01%
130
-336
-72% -$2.75K
GEVO icon
10021
PUT
Gevo
GEVO
$363M
– –
0
– –
GRF
10022
Eagle Capital Growth Fund
GRF
$41.3M
$1K ﹤0.01%
+164
New +$1.31K
HLIT icon
10023
CALL
Harmonic Inc
HLIT
$1.2B
$1K ﹤0.01%
100
-1,600
-94% -$11.8K
IESC icon
10024
IES Holdings
IESC
$10.8B
$1K ﹤0.01%
+263
New +$1.2K
IGC icon
10025
IGC Pharma
IGC
$27M
$1K ﹤0.01%
+547
New +$682
399 400
401
402 403

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.