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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYY icon
976
iShares Dow Jones US ETF
IYY
$2.92B
$12.3M 0.01%
287,934
+46,654
+19% +$1.98M
VOD icon
977
CALL
Vodafone
VOD
$34.9B
$12.3M 0.01%
342,075
-95,157
-22% -$3.01M
DWAS icon
978
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$12.2M 0.01%
331,368
+226,804
+217% +$8.04M
MEOH icon
979
Methanex
MEOH
$4.32B
$12.2M 0.01%
238,488
+53,053
+29% +$2.52M
NVDA icon
980
NVIDIA
NVDA
$5.01T
$12.2M 0.01%
31,428,680
-288,584,800
-90% -$107M
CHRD icon
981
Chord Energy
CHRD
$7.79B
$12.2M 0.01%
248,225
+7,153
+3% +$301K
MFA
982
MFA Financial
MFA
$929M
$12.2M 0.01%
409,071
+35,832
+10% +$1.1M
TSLA icon
983
CALL
Tesla
TSLA
$1.24T
$12.2M 0.01%
943,500
+39,000
+4% +$386K
IPG
984
DELISTED
Interpublic Group of Companies
IPG
$12.1M 0.01%
705,436
+88,238
+14% +$1.42M
TW
985
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$12.1M 0.01%
112,971
+99,400
+732% +$8.74M
LNKD
986
CALL
DELISTED
LinkedIn Corporation
LNKD
$12.1M 0.01%
49,100
+21,900
+81% +$4.94M
CNI icon
987
Canadian National Railway
CNI
$78.3B
$12M 0.01%
237,290
-326,620
-58% -$16.1M
LEN icon
988
CALL
Lennar Class A
LEN
$20.4B
$12M 0.01%
356,876
+302,247
+553% +$9.8M
AON icon
989
Aon
AON
$77.3B
$12M 0.01%
161,402
+55,420
+52% +$3.8M
OIS icon
990
CALL
Oil States International
OIS
$522M
$12M 0.01%
203,000
+201,250
+11,500% +$11M
UGI icon
991
UGI
UGI
$8B
$12M 0.01%
459,329
-88,243
-16% -$2.37M
CLMT icon
992
Calumet Specialty Products
CLMT
$3.63B
$12M 0.01%
439,030
+20,812
+5% +$654K
BWA icon
993
BorgWarner
BWA
$13.2B
$12M 0.01%
268,155
-5,273
-2% -$221K
CCL icon
994
Carnival Corporation Ltd
CCL
$36.1B
$12M 0.01%
366,118
-128,344
-26% -$4.66M
IAT icon
995
iShares US Regional Banks ETF
IAT
$685M
$11.9M 0.01%
400,188
+220,819
+123% +$6.76M
TTM
996
DELISTED
Tata Motors Limited
TTM
$11.9M 0.01%
448,245
+33,277
+8% +$818K
CI icon
997
Cigna
CI
$76.6B
$11.9M 0.01%
155,163
+478
+0.3% +$37.3K
LOGI icon
998
Logitech
LOGI
$15.2B
$11.9M 0.01%
1,347,511
-1,713,251
-56% -$12.8M
GMCR
999
CALL
DELISTED
KEURIG GREEN MTN INC
GMCR
$11.9M 0.01%
158,250
-21,050
-12% -$1.66M
NID
1000
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.9M 0.01%
1,035,941
+612,425
+145% +$7.13M
38 39
40
41 42

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.