We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJL
9876
DELISTED
PROSHARES ULTRASHORT RUSSELL MIDCAP VALUE
SJL
$3K ﹤0.01%
39
-152
-80% -$13.9K
NINE
9877
DELISTED
NINETOWNS INTERNET TECHNOLOGY GROUP CO LTD SPON ADR
NINE
$3K ﹤0.01%
1,660
+960
+137% +$1.7K
VCI
9878
PUT
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$3K ﹤0.01%
100
-100
-50% -$2.96K
OCZ
9879
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
$3K ﹤0.01%
98,605
+27,167
+38% +$19.5K
SPPRP
9880
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
$3K ﹤0.01%
+483
New +$3K
SPCHB
9881
DELISTED
SPORT CHALET, INC. CLASS B
SPCHB
$3K ﹤0.01%
2,639
+300
+13% +$341
EOX
9882
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
$3K ﹤0.01%
20
+10
+100% +$1.54K
OBAS
9883
DELISTED
Optibase Ltd
OBAS
$3K ﹤0.01%
540
+190
+54% +$1.16K
CMD
9884
DELISTED
PROSHARES TR II ULTRASHORT BLOOMBERG COMMODITY
CMD
$3K ﹤0.01%
+135
New +$2.79K
FLY
9885
PUT
DELISTED
Fly Leasing Limited
FLY
$3K ﹤0.01%
200
– –
IF
9886
DELISTED
Aberdeen Indonesia Fund
IF
$3K ﹤0.01%
418
-1,170
-74% -$11.4K
PTSX
9887
DELISTED
NEW 360 COM STK (CA)
PTSX
$3K ﹤0.01%
+6,570
New +$4.61K
MNRK
9888
DELISTED
MONARCH FINANCIAL HOLDINGS INC COM STK
MNRK
$3K ﹤0.01%
+245
New +$2.57K
GLOWE
9889
DELISTED
GLOWPOINT INC
GLOWE
$3K ﹤0.01%
+2,286
New +$3K
LUNA
9890
DELISTED
Luna Innovations Incorporated
LUNA
$3K ﹤0.01%
2,139
+1,251
+141% +$1.67K
REV
9891
PUT
DELISTED
Revlon, Inc.
REV
$3K ﹤0.01%
+100
New +$2.55K
NTP
9892
PUT
DELISTED
Nam Tai Property Inc.
NTP
$3K ﹤0.01%
400
+200
+100% +$1.51K
DZK
9893
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$3K ﹤0.01%
38
-1,165
-97% -$79K
FTW
9894
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$3K ﹤0.01%
107
– –
DYN.WS
9895
DELISTED
Dynegy Inc,
DYN.WS
$3K ﹤0.01%
2,621
-1,804
-41% -$2.28K
VSR
9896
DELISTED
Versar, Inc.
VSR
$3K ﹤0.01%
547
-489
-47% -$2.29K
FBRC
9897
CALL
DELISTED
FBR & Co. Common Stock
FBRC
$3K ﹤0.01%
100
-700
-88% -$18.8K
QUNR
9898
CALL
DELISTED
Qunar Cayman Islands Limited
QUNR
$3K ﹤0.01%
+100
New +$2.71K
LLEN
9899
CALL
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
$3K ﹤0.01%
2,100
-62,100
-97% -$92.1K
IMH
9900
DELISTED
Impac Mortgage Holdings Inc.
IMH
$3K ﹤0.01%
440
-586
-57% -$3.94K
394 395
396
397 398

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.