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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYOU
9801
CALL
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$3K ﹤0.01%
+100
New +$2.94K
FTEO
9802
DELISTED
FRONTEO, Inc. American Depositary Shares
FTEO
$3K ﹤0.01%
525
-2,149
-80% -$12.4K
TOO
9803
CALL
DELISTED
Teekay Offshore Partners L.P.
TOO
$3K ﹤0.01%
100
-200
-67% -$6.39K
CARB
9804
DELISTED
Carbonite Inc
CARB
$3K ﹤0.01%
300
-1,559
-84% -$17.2K
SDT
9805
CALL
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$3K ﹤0.01%
400
-1,000
-71% -$8.71K
IMI
9806
DELISTED
Intermolecular, Inc.
IMI
$3K ﹤0.01%
1,000
-740
-43% -$2.69K
UQM
9807
DELISTED
UQM Technologies, Inc.
UQM
$3K ﹤0.01%
975
-1,363
-58% -$2.9K
BEL
9808
CALL
DELISTED
Belmond Ltd.
BEL
$3K ﹤0.01%
+200
New +$2.93K
OCLR
9809
CALL
DELISTED
Oclaro Inc.
OCLR
$3K ﹤0.01%
+1,000
New +$2.8K
CDTI
9810
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$3K ﹤0.01%
29
-31
-52% -$2.41K
NDRO
9811
PUT
DELISTED
Enduro Royalty Trust
NDRO
$3K ﹤0.01%
200
+100
+100% +$1.3K
FMI
9812
PUT
DELISTED
Foundation Medicine, Inc.
FMI
$3K ﹤0.01%
+100
New +$3.25K
FINL
9813
CALL
DELISTED
Finish Line
FINL
$3K ﹤0.01%
100
-100
-50% -$2.66K
IPXL
9814
CALL
DELISTED
Impax Laboratories, Inc.
IPXL
$3K ﹤0.01%
100
– –
CNDA
9815
DELISTED
IQ Canada Small Cap ETF
CNDA
$3K ﹤0.01%
144
-1,963
-93% -$42.8K
BV
9816
PUT
DELISTED
Bazaarvoice, Inc.
BV
$3K ﹤0.01%
400
+200
+100% +$1.51K
GIMO
9817
PUT
DELISTED
Gigamon Inc.
GIMO
$3K ﹤0.01%
100
-100
-50% -$3.15K
TKF
9818
DELISTED
Turkish Inv Fund
TKF
$3K ﹤0.01%
264
-461
-64% -$4.73K
FSBK
9819
DELISTED
First South Bancorp Inc/VA
FSBK
$3K ﹤0.01%
315
– –
FALC
9820
DELISTED
FalconStor Software Inc
FALC
$3K ﹤0.01%
+1,722
New +$2.63K
BOXC
9821
DELISTED
Brookfield Can Office Properties
BOXC
$3K ﹤0.01%
135
+25
+23% +$591
LMIA
9822
CALL
DELISTED
LMI Aerospace Inc
LMIA
$3K ﹤0.01%
200
– –
TRR
9823
DELISTED
Trc Companies
TRR
$3K ﹤0.01%
380
-1,028
-73% -$6.99K
XRDC
9824
DELISTED
Crossroads Capital, Inc
XRDC
$3K ﹤0.01%
+546
New +$3.32K
XXIA
9825
PUT
DELISTED
Ixia
XXIA
$3K ﹤0.01%
+200
New +$2.56K
391 392
393
394 395

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.