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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
951
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$15.8M 0.01%
367,600
+195,700
+114% +$8.25M
SDIV icon
952
Global X SuperDividend ETF
SDIV
$1.21B
$15.8M 0.01%
224,330
-122,012
-35% -$8.52M
FSLR icon
953
CALL
First Solar
FSLR
$21.8B
$15.8M 0.01%
288,700
+102,700
+55% +$5.62M
OCIP
954
DELISTED
OCI Partners LP
OCIP
$15.8M 0.01%
+570,772
New +$13.5M
VSS icon
955
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$15.7M 0.01%
152,777
+59,547
+64% +$6.04M
BHP icon
956
CALL
BHP
BHP
$213B
$15.7M 0.01%
272,673
+100,833
+59% +$5.83M
VT icon
957
Vanguard Total World Stock ETF
VT
$76.3B
$15.7M 0.01%
264,547
+29,033
+12% +$1.67M
BBY icon
958
CALL
Best Buy
BBY
$18B
$15.7M 0.01%
393,900
+365,000
+1,263% +$15M
PM icon
959
PUT
Philip Morris
PM
$301B
$15.7M 0.01%
180,100
+20,200
+13% +$1.76M
EWH icon
960
iShares MSCI Hong Kong ETF
EWH
$1.22B
$15.6M 0.01%
759,163
+18,652
+3% +$380K
CF icon
961
PUT
CF Industries
CF
$19.2B
$15.6M 0.01%
335,500
+191,000
+132% +$8.35M
LNKD
962
DELISTED
LinkedIn Corporation
LNKD
$15.5M 0.01%
71,687
-56,293
-44% -$12.8M
MSTR icon
963
Strategy Inc
MSTR
$33.5B
$15.4M 0.01%
1,242,530
+167,490
+16% +$1.97M
GDXJ icon
964
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$15.4M 0.01%
496,663
+142,410
+40% +$4.9M
DIA icon
965
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$15.4M 0.01%
93,000
-48,500
-34% -$7.62M
NDP
966
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$15.4M 0.01%
76,493
+2,057
+3% +$406K
FEM icon
967
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$15.3M 0.01%
616,878
+186,405
+43% +$4.64M
LPS
968
DELISTED
LENDER PROCESSING SERVICES INC
LPS
$15.3M 0.01%
409,167
+167,863
+70% +$5.81M
FTNT icon
969
Fortinet
FTNT
$112B
$15.3M 0.01%
3,987,150
+2,001,025
+101% +$7.8M
VMW
970
PUT
DELISTED
VMware, Inc
VMW
$15.3M 0.01%
170,000
-63,500
-27% -$5.25M
FCX icon
971
CALL
Freeport-McMoran
FCX
$90B
$15.2M 0.01%
403,438
-45,991
-10% -$1.63M
LIFE
972
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$15.2M 0.01%
200,762
-9,070
-4% -$684K
PXD
973
DELISTED
Pioneer Natural Resource Co.
PXD
$15.2M 0.01%
82,479
+30,217
+58% +$5.82M
DISH
974
DELISTED
DISH Network Corp.
DISH
$15.2M 0.01%
261,750
-358,881
-58% -$18.4M
VLO icon
975
PUT
Valero Energy
VLO
$89.8B
$15.1M 0.01%
299,900
+274,700
+1,090% +$11.6M
37 38
39
40 41

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.