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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDN icon
9626
Intellicheck
IDN
$74.3M
$4K ﹤0.01%
+1,031
New +$4.62K
INTT icon
9627
inTEST
INTT
$171M
$4K ﹤0.01%
+976
New +$3.75K
KBWP icon
9628
Invesco KBW Property & Casualty Insurance ETF
KBWP
$270M
$4K ﹤0.01%
113
-1,621
-93% -$61.9K
KRNY icon
9629
Kearny Financial
KRNY
$597M
$4K ﹤0.01%
494
-1,140
-70% -$8.74K
MITK icon
9630
CALL
Mitek Systems
MITK
$772M
$4K ﹤0.01%
700
-3,200
-82% -$18.5K
NCTY
9631
The9 Ltd
NCTY
$69.3M
$4K ﹤0.01%
7
+5
+250% +$3.79K
NRT
9632
CALL
North European Oil Royalty Trust
NRT
$79.7M
$4K ﹤0.01%
+200
New +$4.38K
OGEN icon
9633
Oragenics
OGEN
$2.3M
– –
0
– –
PACB icon
9634
Pacific Biosciences
PACB
$426M
$4K ﹤0.01%
800
– –
PSCU icon
9635
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.4M
$4K ﹤0.01%
100
– –
PSQ icon
9636
PUT
ProShares Short QQQ
PSQ
$831M
$4K ﹤0.01%
+10
New +$3.88K
PZG icon
9637
PUT
Paramount Gold Nevada
PZG
$95.2M
$4K ﹤0.01%
+3,800
New +$4.39K
REPX icon
9638
Riley Exploration Permian
REPX
$747M
$4K ﹤0.01%
75
-152
-67% -$7.6K
RES icon
9639
CALL
RPC Inc
RES
$1.22B
$4K ﹤0.01%
200
-800
-80% -$14K
RHI icon
9640
CALL
Robert Half
RHI
$4.02B
$4K ﹤0.01%
100
-100
-50% -$3.94K
SFM icon
9641
PUT
Sprouts Farmers Market
SFM
$7.22B
$4K ﹤0.01%
+100
New +$4.23K
SIMO icon
9642
PUT
Silicon Motion
SIMO
$8.26B
$4K ﹤0.01%
+300
New +$4.09K
SIVR icon
9643
CALL
abrdn Physical Silver Shares ETF
SIVR
$4.06B
$4K ﹤0.01%
200
-400
-67% -$8.22K
SMSI icon
9644
Smith Micro Software
SMSI
$14.3M
$4K ﹤0.01%
18
-94
-84% -$16.2K
SSNC icon
9645
CALL
SS&C Technologies
SSNC
$18.2B
$4K ﹤0.01%
200
-800
-80% -$16.1K
STRS icon
9646
Stratus Properties
STRS
$159M
$4K ﹤0.01%
210
– –
TAIT
9647
DELISTED
Taitron Components
TAIT
$4K ﹤0.01%
+3,755
New +$3.95K
TMF icon
9648
CALL
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.3B
$4K ﹤0.01%
40
– –
TMQ
9649
CALL
Trilogy Metals
TMQ
$536M
$4K ﹤0.01%
2,400
-10,900
-82% -$19.5K
TTSH
9650
CALL
DELISTED
Tile Shop Holdings
TTSH
$4K ﹤0.01%
+200
New +$4.14K
384 385
386
387 388

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.