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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIQ
9601
DELISTED
DYNAMIC MAGNIQUANT PORT PWRSHRS EXCH TR
PIQ
$4K ﹤0.01%
129
– –
PXN
9602
DELISTED
POWERSHARES LUX NANOTECH
PXN
$4K ﹤0.01%
625
+45
+8% +$310
SKK
9603
DELISTED
PROSHARES ULTRASHORT RUSSELL 2000 GROWTH
SKK
$4K ﹤0.01%
89
-54
-38% -$3.02K
BERK
9604
DELISTED
BERKSHIRE BANCORP INC
BERK
$4K ﹤0.01%
455
-4,539
-91% -$36.3K
UPG
9605
DELISTED
UNIVERSAL POWER GROUP INC COM
UPG
$4K ﹤0.01%
2,048
-858
-30% -$1.45K
KDN
9606
PUT
DELISTED
KAYDON CORP
KDN
$4K ﹤0.01%
+100
New +$3.09K
UGEM
9607
DELISTED
EGSHARES UTILITIES GEMS ETF
UGEM
$4K ﹤0.01%
285
+2
+0.7% +$31
CCU.RT
9608
DELISTED
COMPANIA CERVECERIAS UNIDAS RTS EXP 10/4/13 PUR ADS (CHL)
CCU.RT
$4K ﹤0.01%
+8,797
New +$3.96K
QTWW
9609
PUT
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$4K ﹤0.01%
+1,400
New +$3.2K
USATZ
9610
DELISTED
USA TECHNOLOGIES INC WTS EXP 12/31/2013 (USA)
USATZ
$4K ﹤0.01%
6,675
– –
NAQ.U
9611
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE)
NAQ.U
$4K ﹤0.01%
286
– –
GUR
9612
CALL
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$4K ﹤0.01%
+100
New +$3.86K
NTP
9613
CALL
DELISTED
Nam Tai Property Inc.
NTP
$4K ﹤0.01%
500
-1,600
-76% -$11.9K
CBB
9614
PUT
DELISTED
Cincinnati Bell Inc.
CBB
$4K ﹤0.01%
+260
New +$4.11K
NAV.PRD
9615
DELISTED
Navistar International Corporation Cumulative Convertible Junior Preference Stock, Series D
NAV.PRD
$4K ﹤0.01%
326
-35
-10% -$369
TAT
9616
DELISTED
TransAtlantic Petroleum LTD.
TAT
$4K ﹤0.01%
502
-2,983
-86% -$24.8K
VSR
9617
DELISTED
Versar, Inc.
VSR
$4K ﹤0.01%
1,036
+722
+230% +$3.5K
FCH
9618
CALL
DELISTED
Felcor Lodging Trust
FCH
$4K ﹤0.01%
600
– –
HTCH
9619
PUT
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$4K ﹤0.01%
1,200
-3,600
-75% -$14.5K
IDHB
9620
DELISTED
POWERSHARES S&P INTL DEVELOPED HIGH BETA
IDHB
$4K ﹤0.01%
+136
New +$3.6K
EMDR
9621
DELISTED
VELOCITYSHARES EMERGING MARKETS DR ETF
EMDR
$4K ﹤0.01%
82
– –
PQUE
9622
CALL
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$4K ﹤0.01%
1,100
-1,200
-52% -$4.36K
GSC
9623
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$4K ﹤0.01%
80
-1,197
-94% -$57.2K
OLO
9624
DELISTED
DB Crude Oil Long Exchange Traded Notes due June 1, 2038
OLO
$4K ﹤0.01%
262
-1,872
-88% -$25.3K
XBKS
9625
DELISTED
XENITH BANKSHARES INC , COMMON STOCK
XBKS
$4K ﹤0.01%
588
-1,562
-73% -$8.86K
383 384
385
386 387

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.