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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVTB
9551
CALL
DELISTED
PrivateBancorp Inc
PVTB
$4K ﹤0.01%
+200
New +$4.58K
JIVE
9552
CALL
DELISTED
Jive Software, Inc.
JIVE
$4K ﹤0.01%
300
-3,400
-92% -$48.9K
ERS
9553
DELISTED
Empire Resources, Inc.
ERS
$4K ﹤0.01%
1,000
+888
+793% +$3.81K
ACUR
9554
DELISTED
Acura Pharmaceuticals
ACUR
$4K ﹤0.01%
424
-616
-59% -$5.45K
NILE
9555
CALL
DELISTED
Blue Nile, Inc.
NILE
$4K ﹤0.01%
100
– –
LOCK
9556
CALL
DELISTED
LifeLock, Inc.
LOCK
$4K ﹤0.01%
+300
New +$3.75K
DTLK
9557
DELISTED
Datalink Corp
DTLK
$4K ﹤0.01%
300
-483
-62% -$6.12K
MHGC
9558
CALL
DELISTED
Morgans Hotel Group Co.
MHGC
$4K ﹤0.01%
+500
New +$3.58K
MHGC
9559
DELISTED
Morgans Hotel Group Co.
MHGC
$4K ﹤0.01%
572
+172
+43% +$1.23K
ESMC
9560
DELISTED
Escalon Medical Corp
ESMC
$4K ﹤0.01%
2,816
-1,100
-28% -$1.49K
SQNM
9561
PUT
DELISTED
SEQUENOM INC NEW
SQNM
$4K ﹤0.01%
1,400
-400
-22% -$1.34K
RDEN
9562
CALL
DELISTED
ELIZABETH ARDEN INC
RDEN
$4K ﹤0.01%
+100
New +$3.92K
FMER
9563
CALL
DELISTED
FIRSTMERIT CORP
FMER
$4K ﹤0.01%
200
– –
CTCM
9564
CALL
DELISTED
CTC MEDIA INC COM STK
CTCM
$4K ﹤0.01%
+400
New +$4.53K
MTSN
9565
CALL
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$4K ﹤0.01%
1,500
-1,100
-42% -$2.5K
ATE
9566
DELISTED
Advantest Corp
ATE
$4K ﹤0.01%
331
-52
-14% -$710
ORIG
9567
CALL
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-1
Closed -$165K
ATML
9568
PUT
DELISTED
ATMEL CORP
ATML
$4K ﹤0.01%
600
-2,000
-77% -$15.2K
RJET
9569
CALL
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$4K ﹤0.01%
+300
New +$3.71K
MR
9570
PUT
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$4K ﹤0.01%
+100
New +$4.03K
DRWI
9571
PUT
DELISTED
DragonWave Inc
DRWI
$4K ﹤0.01%
80
– –
UTIW
9572
DELISTED
UTI WORLDWIDE INC
UTIW
$4K ﹤0.01%
243
-824
-77% -$13.4K
RBY
9573
CALL
DELISTED
RUBICON MENERALS CORP (F)
RBY
$4K ﹤0.01%
3,000
+2,500
+500% +$3.54K
DXM
9574
PUT
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$4K ﹤0.01%
500
-2,300
-82% -$28.6K
VIMC
9575
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
$4K ﹤0.01%
2,780
-1,270
-31% -$1.75K
381 382
383
384 385

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.