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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PES
9501
CALL
DELISTED
Pioneer Energy Services Corp.
PES
$5K ﹤0.01%
400
-700
-64% -$7K
EMITF
9502
DELISTED
Elbit Imaging Ltd
EMITF
$5K ﹤0.01%
358
+357
+35,700% +$13.1K
XOXO
9503
CALL
DELISTED
Xo Group Inc
XOXO
$5K ﹤0.01%
500
– –
MITL
9504
CALL
DELISTED
Mitel Networks Corporation
MITL
$5K ﹤0.01%
500
+200
+67% +$1.89K
MITL
9505
PUT
DELISTED
Mitel Networks Corporation
MITL
$5K ﹤0.01%
500
– –
PHH
9506
PUT
DELISTED
PHH Corporation
PHH
$5K ﹤0.01%
+200
New +$5.02K
NLST
9507
CALL
DELISTED
Netlist, Inc.
NLST
$5K ﹤0.01%
+2,800
New +$4.63K
DNO
9508
DELISTED
United States Short Oil Fund
DNO
$5K ﹤0.01%
144
– –
FNGN
9509
CALL
DELISTED
Financial Engines, Inc.
FNGN
$5K ﹤0.01%
100
-200
-67% -$12K
ZAIS
9510
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$5K ﹤0.01%
+475
New +$4.85K
BYBK
9511
DELISTED
Bay Bancorp, Inc.
BYBK
$5K ﹤0.01%
1,036
-58
-5% -$293
TRSK
9512
DELISTED
Janus Velocity Tail Risk Hedged Large Cap ETF
TRSK
$5K ﹤0.01%
+200
New +$5.39K
STRP
9513
DELISTED
Straight Path Communications Inc.
STRP
$5K ﹤0.01%
625
+323
+107% +$2.59K
ONVI
9514
DELISTED
Onvia, Inc.
ONVI
$5K ﹤0.01%
1,028
-548
-35% -$2.82K
ATW
9515
CALL
DELISTED
Atwood Oceanics
ATW
$5K ﹤0.01%
+100
New +$4.84K
BSTG
9516
DELISTED
Biostage, Inc. Common Stock
BSTG
$5K ﹤0.01%
600
-2,096
-78% -$12.4K
CDI
9517
CALL
DELISTED
CDI Corp.
CDI
$5K ﹤0.01%
300
– –
UNXL
9518
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
$5K ﹤0.01%
700
-3,800
-84% -$36.2K
CLBH
9519
DELISTED
Carolina Bank Holdings Inc
CLBH
$5K ﹤0.01%
+443
New +$4.54K
AEGR
9520
PUT
DELISTED
Aegerion Pharmaceuticals
AEGR
$5K ﹤0.01%
100
-100
-50% -$5.86K
OSN
9521
DELISTED
Ossen Innovation Co., Ltd.
OSN
$5K ﹤0.01%
1,373
-317
-19% -$1.13K
TUMI
9522
PUT
DELISTED
TUMI HLDGS INC COM
TUMI
$5K ﹤0.01%
200
-1,600
-89% -$34.4K
CNYD
9523
DELISTED
CHINA YIDA HOLDING, CO. NEW COMMON STOCK(NEVADA)
CNYD
$5K ﹤0.01%
+1,173
New +$5.52K
XNPT
9524
CALL
DELISTED
XENOPORT, INC.
XNPT
$5K ﹤0.01%
+1,000
New +$6.03K
FSYS
9525
CALL
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$5K ﹤0.01%
500
-1,100
-69% -$13.6K
379 380
381
382 383

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.