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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CASC
9351
PUT
DELISTED
Cascadian Therapeutics, Inc.
CASC
$6K ﹤0.01%
317
– –
CVO
9352
DELISTED
Cenevo, Inc.
CVO
$6K ﹤0.01%
+250
New +$6.7K
BSFT
9353
DELISTED
BroadSoft, Inc.
BSFT
$6K ﹤0.01%
206
-51,366
-100% -$1.48M
VIXH
9354
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$6K ﹤0.01%
250
-476
-66% -$10.8K
WILN
9355
DELISTED
Wi-LAN Inc.
WILN
$6K ﹤0.01%
2,176
+1,767
+432% +$5.48K
SALE
9356
PUT
DELISTED
RetailMeNot, Inc. Series 1
SALE
$6K ﹤0.01%
+200
New +$7.41K
ROSG
9357
CALL
DELISTED
Rosetta Genomics Ltd.
ROSG
$6K ﹤0.01%
+108
New +$5.58K
IQNT
9358
CALL
DELISTED
Inteliquent, Inc.
IQNT
$6K ﹤0.01%
400
-3,300
-89% -$41.2K
IL
9359
DELISTED
IntraLinks Holdings Inc.
IL
$6K ﹤0.01%
631
-758
-55% -$8.27K
SGI
9360
PUT
DELISTED
Silicon Graphics Intl.
SGI
$6K ﹤0.01%
+500
New +$6.4K
BUNL
9361
DELISTED
DEUTSCHE BK AG LONDON BRH DB GERMAN BD FUTURES ETN
BUNL
$6K ﹤0.01%
243
+100
+70% +$2.44K
JGBT
9362
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X JAPANESE NTS
JGBT
$6K ﹤0.01%
233
– –
CRDC
9363
CALL
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$6K ﹤0.01%
580
– –
HERO
9364
CALL
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$6K ﹤0.01%
1,400
-15,500
-92% -$77.9K
BONA
9365
CALL
DELISTED
BONA FILM GROUP LTD SPONSORED ADS
BONA
$6K ﹤0.01%
+1,000
New +$6.53K
HMIN
9366
CALL
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$6K ﹤0.01%
+200
New +$7.26K
NBBC
9367
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$6K ﹤0.01%
800
-1,676
-68% -$11.9K
RIVR
9368
DELISTED
RIVER VALLEY BANCORP
RIVR
$6K ﹤0.01%
+217
New +$5.69K
RENT
9369
PUT
DELISTED
RENTRAK CORP
RENT
$6K ﹤0.01%
+100
New +$5.73K
NES
9370
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$6K ﹤0.01%
+300
New +$4.8K
DXM
9371
PUT
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$6K ﹤0.01%
600
+300
+100% +$2.1K
FCVA
9372
DELISTED
FIRST CAPITAL BANCORP (VA)
FCVA
$6K ﹤0.01%
1,529
-990
-39% -$4.46K
FFNM
9373
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$6K ﹤0.01%
+1,123
New +$5.74K
PLTM
9374
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
$6K ﹤0.01%
500
-54,183
-99% -$669K
RNDY
9375
CALL
DELISTED
ROUNDYS INC COM STK
RNDY
$6K ﹤0.01%
800
-4,600
-85% -$34.5K
373 374
375
376 377

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.