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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRN icon
9251
CALL
Stride
LRN
$4.08B
$7K ﹤0.01%
+300
New +$6.25K
MNA icon
9252
IQ ARB Merger Arbitrage ETF
MNA
$252M
$7K ﹤0.01%
+276
New +$7.39K
MTDR icon
9253
PUT
Matador Resources
MTDR
$5.73B
$7K ﹤0.01%
400
-1,000
-71% -$19.6K
OMEX icon
9254
PUT
Odyssey Marine Exploration
OMEX
$39.4M
$7K ﹤0.01%
+283
New +$7.89K
PESI icon
9255
Perma-Fix Environmental Services
PESI
$353M
$7K ﹤0.01%
2,113
+1,013
+92% +$3.51K
PNBK icon
9256
Patriot National Bancorp
PNBK
$129M
$7K ﹤0.01%
720
-283
-28% -$3.3K
PRPH
9257
DELISTED
ProPhase Labs
PRPH
$7K ﹤0.01%
403
+15
+4% +$270
PRTS icon
9258
CarParts.com
PRTS
$42.4M
$7K ﹤0.01%
265
-371
-58% -$8.12K
RAVE icon
9259
RAVE Restaurant Group
RAVE
$43.9M
$7K ﹤0.01%
879
-1,351
-61% -$11.1K
RRX icon
9260
PUT
Regal Rexnord
RRX
$13.5B
$7K ﹤0.01%
100
– –
RWR icon
9261
PUT
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$7K ﹤0.01%
100
– –
SDIV icon
9262
CALL
Global X SuperDividend ETF
SDIV
$1.22B
$7K ﹤0.01%
+100
New +$6.98K
SIEB icon
9263
Siebert Financial
SIEB
$65.5M
$7K ﹤0.01%
4,241
+600
+16% +$984
SMP icon
9264
CALL
Standard Motor Products
SMP
$897M
$7K ﹤0.01%
200
– –
SPB icon
9265
CALL
Spectrum Brands
SPB
$2.08B
$7K ﹤0.01%
100
-1,000
-91% -$66.8K
SPSC icon
9266
CALL
SPS Commerce
SPSC
$2.51B
$7K ﹤0.01%
200
– –
STT icon
9267
CALL
State Street
STT
$50.2B
$7K ﹤0.01%
100
-100
-50% -$7.01K
TITN icon
9268
CALL
Titan Machinery
TITN
$458M
$7K ﹤0.01%
400
-700
-64% -$11.8K
TTMI icon
9269
CALL
TTM Technologies
TTMI
$11.3B
$7K ﹤0.01%
800
-3,600
-82% -$33.2K
UAMY icon
9270
United States Antimony
UAMY
$772M
$7K ﹤0.01%
+3,445
New +$5.98K
ULH icon
9271
Universal Logistics Holdings
ULH
$393M
$7K ﹤0.01%
225
-141
-39% -$3.94K
UNM icon
9272
PUT
Unum
UNM
$14B
$7K ﹤0.01%
200
-1,000
-83% -$32.7K
UTI icon
9273
CALL
Universal Technical Institute
UTI
$2.15B
$7K ﹤0.01%
+500
New +$6.64K
WNC icon
9274
PUT
Wabash National
WNC
$541M
$7K ﹤0.01%
600
+400
+200% +$4.77K
VTNR
9275
DELISTED
Vertex Energy, Inc
VTNR
$7K ﹤0.01%
+2,000
New +$6.18K
369 370
371
372 373

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.