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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REPX icon
9076
Riley Exploration Permian
REPX
$716M
$8K ﹤0.01%
133
+58
+77% +$3.08K
RFIL icon
9077
RF Industries
RFIL
$122M
$8K ﹤0.01%
+1,188
New +$7.92K
RUSHA icon
9078
Rush Enterprises Class A
RUSHA
$6.13B
$8K ﹤0.01%
529
-5,103
-91% -$65.9K
RWR icon
9079
PUT
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$8K ﹤0.01%
100
– –
SONN
9080
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPB icon
9081
CALL
Spectrum Brands
SPB
$2.08B
$8K ﹤0.01%
100
– –
TTMI icon
9082
CALL
TTM Technologies
TTMI
$11.3B
$8K ﹤0.01%
900
+100
+13% +$819
WERN icon
9083
CALL
Werner Enterprises
WERN
$2.3B
$8K ﹤0.01%
300
+100
+50% +$2.56K
WWD icon
9084
PUT
Woodward
WWD
$24.5B
$8K ﹤0.01%
+200
New +$8.61K
ZUMZ icon
9085
Zumiez
ZUMZ
$347M
$8K ﹤0.01%
350
-281
-45% -$6.57K
LGTY
9086
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$8K ﹤0.01%
864
+16
+2% +$163
ABMD
9087
CALL
DELISTED
Abiomed Inc
ABMD
$8K ﹤0.01%
300
– –
DISCK
9088
CALL
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$8K ﹤0.01%
200
-200
-50% -$7.64K
CAI
9089
DELISTED
CAI International, Inc.
CAI
$8K ﹤0.01%
336
-1,162
-78% -$26.2K
PMBC
9090
DELISTED
Pacific Mercantile Bancorp
PMBC
$8K ﹤0.01%
+1,238
New +$7.71K
VAR
9091
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
$8K ﹤0.01%
+114
New +$8.21K
DZSI
9092
CALL
DELISTED
DZS Inc. Common Stock
DZSI
$8K ﹤0.01%
+400
New +$9.04K
ARQL
9093
DELISTED
Arqule Inc
ARQL
$8K ﹤0.01%
4,000
– –
ZF
9094
DELISTED
Virtus Total Return Fund Inc.
ZF
$8K ﹤0.01%
524
-3,743
-88% -$54.8K
SSFN
9095
DELISTED
Stewardship Financial Corp
SSFN
$8K ﹤0.01%
1,618
+572
+55% +$2.8K
CNTF
9096
DELISTED
China TechFaith Wireless Communication Technology Ltd
CNTF
$8K ﹤0.01%
+871
New +$8.94K
BMS
9097
CALL
DELISTED
Bemis
BMS
$8K ﹤0.01%
200
+100
+100% +$3.9K
NAVB
9098
CALL
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$8K ﹤0.01%
205
-430
-68% -$16.3K
TAHO
9099
CALL
DELISTED
Tahoe Resources Inc
TAHO
$8K ﹤0.01%
+400
New +$8.03K
ANW
9100
CALL
DELISTED
Aegean Marine Petroleum Network
ANW
$8K ﹤0.01%
+800
New +$7.93K
362 363
364
365 366

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.