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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKT icon
9076
PUT
Tanger
SKT
$4.78B
$7K ﹤0.01%
200
-2,300
-92% -$75.3K
SKYW icon
9077
PUT
Skywest
SKYW
$4.35B
$7K ﹤0.01%
500
– –
SNT
9078
Senstar Technologies
SNT
$39.2M
$7K ﹤0.01%
1,986
+391
+25% +$1.4K
SPSC icon
9079
CALL
SPS Commerce
SPSC
$2.55B
$7K ﹤0.01%
+200
New +$6.37K
SRTY icon
9080
PUT
ProShares UltraPro Short Russell2000
SRTY
$82.1M
– –
0
– –
SYBT icon
9081
Stock Yards Bancorp
SYBT
$2.6B
$7K ﹤0.01%
395
-11,328
-97% -$205K
THM
9082
International Tower Hill Mines
THM
$487M
$7K ﹤0.01%
21,000
+2,500
+14% +$1.38K
TTGT icon
9083
TechTarget
TTGT
$327M
$7K ﹤0.01%
1,500
+183
+14% +$850
TYO icon
9084
CALL
Direxion Daily 7-10 Year Treasury Bear 3X ETF
TYO
$12.4M
$7K ﹤0.01%
+300
New +$7.72K
UBCP icon
9085
United Bancorp
UBCP
$93.9M
$7K ﹤0.01%
+1,095
New +$7.7K
VIRC icon
9086
Virco
VIRC
$94.8M
$7K ﹤0.01%
3,251
+3,106
+2,142% +$7.09K
WULF icon
9087
TeraWulf
WULF
$7.48B
$7K ﹤0.01%
368
+73
+25% +$1.28K
BECN
9088
CALL
DELISTED
Beacon Roofing Supply, Inc.
BECN
$7K ﹤0.01%
200
-2,300
-92% -$87.8K
ITI
9089
DELISTED
Iteris, Inc.
ITI
$7K ﹤0.01%
3,852
+2,446
+174% +$4.41K
ACER
9090
DELISTED
Acer Therapeutics Inc
ACER
$7K ﹤0.01%
41
-24
-37% -$3.21K
NUVA
9091
CALL
DELISTED
NuVasive, Inc.
NUVA
$7K ﹤0.01%
300
– –
ABB
9092
PUT
DELISTED
ABB Ltd
ABB
$7K ﹤0.01%
300
-1,100
-79% -$24.8K
FUE
9093
DELISTED
ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Biofuels Total Return
FUE
$7K ﹤0.01%
641
+346
+117% +$3.55K
DS
9094
CALL
DELISTED
Drive Shack Inc.
DS
$7K ﹤0.01%
1,437
+884
+160% +$4.48K
SMED
9095
DELISTED
Sharps Compliance Corp
SMED
$7K ﹤0.01%
2,281
+147
+7% +$397
NPTN
9096
CALL
DELISTED
NEOPHOTONICS CORP
NPTN
$7K ﹤0.01%
1,000
– –
NSEC
9097
DELISTED
National Security Group Inc
NSEC
$7K ﹤0.01%
1,045
+193
+23% +$1.33K
BMTC
9098
DELISTED
Bryn Mawr Bank Corp
BMTC
$7K ﹤0.01%
247
– –
QADB
9099
DELISTED
QAD Inc. Class B
QADB
$7K ﹤0.01%
657
-425
-39% -$4.67K
PMBC
9100
DELISTED
Pacific Mercantile Bancorp
PMBC
$7K ﹤0.01%
1,180
-10,545
-90% -$65K
362 363
364
365 366

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.