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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTRN icon
9026
CALL
Materion
MTRN
$4.36B
$9K ﹤0.01%
+300
New +$8.7K
ADAM
9027
CALL
Adamas Trust
ADAM
$783M
$9K ﹤0.01%
325
-850
-72% -$22.8K
RBBN icon
9028
PUT
Ribbon Communications
RBBN
$361M
$9K ﹤0.01%
560
+80
+17% +$1.24K
RCI icon
9029
CALL
Rogers Communications
RCI
$18.8B
$9K ﹤0.01%
+200
New +$8.9K
RELL icon
9030
Richardson Electronics
RELL
$273M
$9K ﹤0.01%
+797
New +$8.97K
REW icon
9031
Proshares UltraShort Technology
REW
$3.65M
$9K ﹤0.01%
+1
New +$12.7K
SB icon
9032
CALL
Safe Bulkers
SB
$761M
$9K ﹤0.01%
900
-2,600
-74% -$20.6K
SBB icon
9033
ProShares Short SmallCap600
SBB
$3.4M
$9K ﹤0.01%
+79
New +$9.59K
SENEA icon
9034
Seneca Foods Class A
SENEA
$1.15B
$9K ﹤0.01%
283
-777
-73% -$23.6K
SID icon
9035
CALL
Companhia Siderúrgica Nacional
SID
$1.46B
$9K ﹤0.01%
1,500
+800
+114% +$4.37K
SNFCA icon
9036
Security National Financial
SNFCA
$252M
$9K ﹤0.01%
3,690
+1,715
+87% +$4.68K
SOL
9037
PUT
DELISTED
Emeren Group
SOL
$9K ﹤0.01%
520
+40
+8% +$876
SPH icon
9038
PUT
Suburban Propane Partners
SPH
$1.24B
$9K ﹤0.01%
200
-9,800
-98% -$455K
SSBI icon
9039
Summit State Bank
SSBI
$89.2M
$9K ﹤0.01%
1,189
-1,890
-61% -$13.7K
TRX icon
9040
CALL
TRX Gold Corp
TRX
$259M
$9K ﹤0.01%
5,100
-229,400
-98% -$483K
TRX icon
9041
PUT
TRX Gold Corp
TRX
$259M
$9K ﹤0.01%
5,400
+3,900
+260% +$8.21K
TTI icon
9042
PUT
TETRA Technologies
TTI
$1.07B
$9K ﹤0.01%
700
-500
-42% -$6.23K
WWD icon
9043
CALL
Woodward
WWD
$24.5B
$9K ﹤0.01%
200
– –
VIRX
9044
CALL
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$9K ﹤0.01%
10
– –
SEEL
9045
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
NSTG
9046
DELISTED
NanoString Technologies, Inc.
NSTG
$9K ﹤0.01%
500
– –
ONCT
9047
CALL
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$9K ﹤0.01%
4
-1
-20% -$2.29K
CORR
9048
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$9K ﹤0.01%
+260
New +$8.91K
UNAM
9049
DELISTED
Unico American Corp
UNAM
$9K ﹤0.01%
+675
New +$8.4K
ACOR
9050
CALL
DELISTED
Acorda Therapeutics
ACOR
$9K ﹤0.01%
3
– –
360 361
362
363 364

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.