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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
876
CALL
United States Oil Fund
USO
$2.45B
$14.6M 0.01%
49,513
+29,100
+143% +$8.78M
NDP
877
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$14.6M 0.01%
74,436
+8,364
+13% +$1.62M
IYC icon
878
iShares US Consumer Discretionary ETF
IYC
$1.12B
$14.6M 0.01%
530,400
-31,912
-6% -$859K
LLY icon
879
CALL
Eli Lilly
LLY
$1.07T
$14.6M 0.01%
289,500
+162,400
+128% +$8.5M
VALE icon
880
CALL
Vale
VALE
$62.9B
$14.6M 0.01%
932,900
-4,759,900
-84% -$70.4M
VPU
881
Vanguard Utilities ETF
VPU
$8.83B
$14.5M 0.01%
178,068
+83,170
+88% +$6.92M
ULQ
882
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$14.5M 0.01%
289,364
+85,595
+42% +$4.3M
NOK icon
883
CALL
Nokia
NOK
$50.8B
$14.4M 0.01%
2,220,000
-107,000
-5% -$505K
MAIN icon
884
Main Street Capital
MAIN
$4.97B
$14.4M 0.01%
482,549
+26,050
+6% +$776K
GDXJ icon
885
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$14.4M 0.01%
354,253
+170,448
+93% +$7.31M
NMM icon
886
Navios Maritime Partners
NMM
$2.25B
$14.4M 0.01%
65,631
+5,671
+9% +$1.24M
CMLP
887
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP COM UTS REP LTD PRT INT (DE)
CMLP
$14.4M 0.01%
579,099
-133,078
-19% -$3.47M
VOYA icon
888
CALL
Voya Financial
VOYA
$8.94B
$14.4M 0.01%
492,100
+390,500
+384% +$11.7M
PSA icon
889
Public Storage
PSA
$60.2B
$14.3M 0.01%
89,069
-1,335
-1% -$211K
RSX
890
DELISTED
VanEck Russia ETF
RSX
$14.3M 0.01%
506,751
-114,139
-18% -$3.06M
CCEP icon
891
Coca-Cola Europacific Partners
CCEP
$46.5B
$14.2M 0.01%
354,072
-11,159
-3% -$425K
IVR icon
892
Invesco Mortgage Capital
IVR
$776M
$14.2M 0.01%
92,150
+40,619
+79% +$6.42M
PEG icon
893
Public Service Enterprise Group
PEG
$39.8B
$14.2M 0.01%
430,627
+119,986
+39% +$3.97M
MJN
894
DELISTED
Mead Johnson Nutrition Company
MJN
$14.2M 0.01%
190,721
+59,065
+45% +$4.43M
SSYS icon
895
Stratasys
SSYS
$697M
$14.2M 0.01%
139,857
+64,533
+86% +$6.25M
NBL
896
DELISTED
Noble Energy, Inc.
NBL
$14M 0.01%
209,071
+21,097
+11% +$1.35M
T icon
897
PUT
AT&T
T
$165B
$14M 0.01%
547,342
-363,173
-40% -$9.54M
WDC icon
898
Western Digital
WDC
$179B
$13.9M 0.01%
290,872
+38,747
+15% +$1.91M
IEV icon
899
iShares Europe ETF
IEV
$1.63B
$13.9M 0.01%
315,600
+184,316
+140% +$7.77M
DXJ icon
900
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$13.9M 0.01%
289,000
-11,400
-4% -$535K
34 35
36
37 38

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.