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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSTA icon
8851
PUT
Lisata Therapeutics
LSTA
$9.38M
$9K ﹤0.01%
+7
New +$7.77K
MRSH
8852
PUT
Marsh
MRSH
$91.4B
$9K ﹤0.01%
200
-900
-82% -$37.8K
MTZ icon
8853
CALL
MasTec
MTZ
$25.6B
$9K ﹤0.01%
300
-1,000
-77% -$32.8K
MVO
8854
CALL
DELISTED
MV Oil Trust
MVO
$9K ﹤0.01%
+300
New +$8.51K
NHC icon
8855
National Healthcare
NHC
$3.58B
$9K ﹤0.01%
193
-686
-78% -$32.8K
NWBI icon
8856
PUT
Northwest Bancshares
NWBI
$2.3B
$9K ﹤0.01%
700
-500
-42% -$6.89K
OCC icon
8857
Optical Cable Corp
OCC
$125M
$9K ﹤0.01%
2,154
-845
-28% -$3.61K
RNR icon
8858
CALL
RenaissanceRe
RNR
$13.2B
$9K ﹤0.01%
100
– –
SPHY icon
8859
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
$9K ﹤0.01%
341
-800
-70% -$20.2K
STRM
8860
DELISTED
Streamline Health Solutions
STRM
$9K ﹤0.01%
79
-217
-73% -$23.7K
SUP
8861
CALL
DELISTED
Superior Industries International
SUP
$9K ﹤0.01%
+500
New +$8.98K
TBX icon
8862
ProShares Short 7-10 Year Treasury
TBX
$15.8M
$9K ﹤0.01%
+258
New +$8.7K
TRMB icon
8863
CALL
Trimble
TRMB
$13.3B
$9K ﹤0.01%
300
-600
-67% -$16.4K
UDOW icon
8864
CALL
ProShares UltraPro Dow 30
UDOW
$829M
$9K ﹤0.01%
+1,600
New +$8.82K
UDOW icon
8865
PUT
ProShares UltraPro Dow 30
UDOW
$829M
$9K ﹤0.01%
1,600
– –
UEC icon
8866
CALL
Uranium Energy
UEC
$4.82B
$9K ﹤0.01%
4,000
-500
-11% -$1.15K
USL icon
8867
PUT
United States 12 Month Oil Fund,
USL
$44.8M
$9K ﹤0.01%
+200
New +$8.65K
USPH icon
8868
US Physical Therapy
USPH
$1.22B
$9K ﹤0.01%
290
-576
-67% -$17K
WNEB icon
8869
Western New England Bancorp
WNEB
$262M
$9K ﹤0.01%
1,300
+97
+8% +$681
WRB icon
8870
CALL
W.R. Berkley
WRB
$27.2B
$9K ﹤0.01%
675
+337
+100% +$4.23K
WRLD icon
8871
CALL
World Acceptance Corp
WRLD
$840M
$9K ﹤0.01%
100
-100
-50% -$8.51K
WSO icon
8872
CALL
Watsco Inc
WSO
$12.8B
$9K ﹤0.01%
+100
New +$9.15K
TELL
8873
DELISTED
Tellurian Inc.
TELL
$9K ﹤0.01%
1,111
-1,243
-53% -$10.3K
AVTA
8874
CALL
DELISTED
Avantax, Inc. Common Stock
AVTA
$9K ﹤0.01%
400
-1,000
-71% -$20.8K
INFI
8875
PUT
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$9K ﹤0.01%
+500
New +$9.57K
353 354
355
356 357

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.