UBS’s State Street SPDR Portfolio High Yield Bond ETF SPHY Stock Holding History

UBS’s Portfolio SPHY Stock Details SPHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-341	Closed	-$9K	–	10738
2013 Q3	$9K	Sell	341 -800	-70%	-$20.2K	﹤0.01%	8922
2013 Q2	$29K	Buy	+1,141	New	+$30.1K	﹤0.01%	7428

Other funds holding SPHY

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

BCM

Bluefin Capital Management New York $399M AUM 24.96% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return

AIG

American International Group New York $2.93M AUM 12.08% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

SCG

Strategic Capital Group Gig Harbor, Washington $321M AUM 22.54% 1-Year Est. Return

UBS's SPHY Position: Q4 2013 in Review

UBS sold out of State Street SPDR Portfolio High Yield Bond ETF (SPHY) in Q4 2013, closing a stake of 341 shares — an estimated $9K sold.

UBS first reported a position in SPHY in Q2 2013 and held it in 2 quarters. The position peaked at $29K in Q2 2013. 13 funds tracked by Wall St. Rank hold SPHY as of Q4 2013.

UBS reported no remaining State Street SPDR Portfolio High Yield Bond ETF position as of Q4 2013 after selling out during the quarter.
UBS sold 341 State Street SPDR Portfolio High Yield Bond ETF shares in Q4 2013, an estimated $9K.
UBS first reported a position in State Street SPDR Portfolio High Yield Bond ETF in Q2 2013 and held it in 2 quarters.
UBS's State Street SPDR Portfolio High Yield Bond ETF position peaked at $29K in Q2 2013.
13 funds tracked by Wall St. Rank held State Street SPDR Portfolio High Yield Bond ETF as of Q4 2013.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.