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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTFT icon
8726
Future FinTech Group
FTFT
$1.74M
$11K ﹤0.01%
1
-1
-50% -$12K
FXF icon
8727
CALL
Invesco CurrencyShares Swiss Franc Trust
FXF
$411M
$11K ﹤0.01%
100
-900
-90% -$98.7K
CBIO
8728
Crescent Biopharma
CBIO
$546M
$11K ﹤0.01%
+6
New +$7.26K
HCI icon
8729
PUT
HCI Group
HCI
$2.34B
$11K ﹤0.01%
300
+100
+50% +$4.38K
HP icon
8730
CALL
Helmerich & Payne
HP
$3.34B
$11K ﹤0.01%
100
-200
-67% -$18.6K
HURC icon
8731
Hurco Companies Inc
HURC
$132M
$11K ﹤0.01%
417
-160
-28% -$4.07K
IRDM icon
8732
PUT
Iridium Communications
IRDM
$4.7B
$11K ﹤0.01%
1,400
+400
+40% +$2.68K
LCTX icon
8733
PUT
Lineage Cell Therapeutics
LCTX
$264M
$11K ﹤0.01%
3,965
+1,611
+68% +$4.74K
MANH icon
8734
CALL
Manhattan Associates
MANH
$12.1B
$11K ﹤0.01%
+300
New +$10.4K
MMI icon
8735
Marcus & Millichap
MMI
$1.2B
$11K ﹤0.01%
615
-9
-1% -$145
NGL icon
8736
CALL
NGL Energy Partners
NGL
$1.94B
$11K ﹤0.01%
300
-200
-40% -$7.17K
NMI icon
8737
Nuveen Municipal Income
NMI
$131M
$11K ﹤0.01%
1,000
-609
-38% -$6.68K
OFLX icon
8738
Omega Flex
OFLX
$292M
$11K ﹤0.01%
500
-752
-60% -$15.8K
PBPB
8739
CALL
DELISTED
Potbelly
PBPB
$11K ﹤0.01%
600
-600
-50% -$12.9K
PEBK icon
8740
Peoples Bancorp of North Carolina
PEBK
$231M
$11K ﹤0.01%
+772
New +$10.8K
PEO
8741
CALL
Adams Natural Resources Fund
PEO
$731M
$11K ﹤0.01%
+416
New +$10.7K
PLAG icon
8742
Planet Green Holdings
PLAG
$10.4M
$11K ﹤0.01%
+38
New +$10.1K
PSTV icon
8743
CALL
Plus Therapeutics
PSTV
$25M
– –
0
– –
PSTV icon
8744
PUT
Plus Therapeutics
PSTV
$25M
– –
0
– –
PZG icon
8745
CALL
Paramount Gold Nevada
PZG
$90.9M
$11K ﹤0.01%
8,900
-64,100
-88% -$78.5K
RDUS
8746
DELISTED
Radius Recycling
RDUS
$11K ﹤0.01%
387
-15,086
-97% -$412K
SFM icon
8747
CALL
Sprouts Farmers Market
SFM
$7.44B
$11K ﹤0.01%
+300
New +$11K
SVC
8748
CALL
Service Properties Trust
SVC
$1.05B
$11K ﹤0.01%
81
-201
-71% -$26.7K
SXC icon
8749
CALL
SunCoke Energy
SXC
$794M
$11K ﹤0.01%
500
-200
-29% -$4.41K
TRX icon
8750
CALL
TRX Gold Corp
TRX
$249M
$11K ﹤0.01%
4,800
-300
-6% -$660
348 349
350
351 352

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.