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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UXJ
8476
DELISTED
PROSHARES TR PROSHARES ULTRA MSCI PACIFIC EX-JAPAN
UXJ
$14K ﹤0.01%
363
-326
-47% -$11.9K
MY
8477
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$14K ﹤0.01%
+5,999
New +$10.3K
LDK
8478
DELISTED
LDK SOLAR CO LTD.
LDK
$14K ﹤0.01%
7,080
-37,642
-84% -$59K
VG
8479
CALL
DELISTED
Vonage Holdings Corporation
VG
$14K ﹤0.01%
4,600
+3,500
+318% +$11K
DGIT
8480
CALL
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$14K ﹤0.01%
+1,100
New +$11.5K
STH
8481
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$14K ﹤0.01%
+564
New +$14K
HR
8482
PUT
DELISTED
Healthcare Realty Trust Incorporated
HR
$14K ﹤0.01%
600
-400
-40% -$9.73K
AAON icon
8483
Aaon
AAON
$7.3B
$13K ﹤0.01%
1,096
-3,177
-74% -$34.4K
AGEN
8484
Agenus
AGEN
$312M
$13K ﹤0.01%
232
-777
-77% -$53K
APEI icon
8485
American Public Education
APEI
$890M
$13K ﹤0.01%
345
-19
-5% -$748
AWRE icon
8486
Aware
AWRE
$26M
$13K ﹤0.01%
2,460
-5,099
-67% -$26.4K
CERS icon
8487
PUT
Cerus
CERS
$431M
$13K ﹤0.01%
2,000
+1,200
+150% +$6.52K
CRMT icon
8488
America's Car Mart
CRMT
$26.6M
$13K ﹤0.01%
289
+60
+26% +$2.61K
EMBJ
8489
CALL
Embraer S.A. ADS
EMBJ
$12.2B
$13K ﹤0.01%
400
-200
-33% -$6.96K
FCAP icon
8490
First Capital
FCAP
$212M
$13K ﹤0.01%
618
+134
+28% +$2.76K
FLO icon
8491
PUT
Flowers Foods
FLO
$1.49B
$13K ﹤0.01%
+600
New +$13.4K
FNF icon
8492
CALL
Fidelity National Financial
FNF
$13.9B
$13K ﹤0.01%
876
+701
+401% +$9.88K
FSM icon
8493
PUT
Fortuna Silver Mines
FSM
$2.55B
$13K ﹤0.01%
3,600
-100
-3% -$377
GASS icon
8494
PUT
StealthGas
GASS
$332M
$13K ﹤0.01%
+1,400
New +$13.5K
GGB icon
8495
CALL
Gerdau
GGB
$9.74B
$13K ﹤0.01%
2,268
+1,890
+500% +$10.2K
GOEX icon
8496
Global X Gold Explorers ETF NEW
GOEX
$104M
$13K ﹤0.01%
486
-202
-29% -$6.08K
GPRE icon
8497
PUT
Green Plains
GPRE
$1.18B
$13K ﹤0.01%
800
+700
+700% +$11.3K
HELE icon
8498
CALL
Helen of Troy
HELE
$644M
$13K ﹤0.01%
300
-900
-75% -$37.9K
HELE icon
8499
PUT
Helen of Troy
HELE
$644M
$13K ﹤0.01%
300
-1,000
-77% -$42.1K
IMNN icon
8500
CALL
Imunon
IMNN
$6.68M
$13K ﹤0.01%
1
-2
-67% -$29.6K
338 339
340
341 342

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.