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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAWK
8376
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$16K ﹤0.01%
675
+278
+70% +$7.3K
XBKS
8377
DELISTED
XENITH BANKSHARES INC , COMMON STOCK
XBKS
$16K ﹤0.01%
2,589
+2,450
+1,763% +$14.7K
ADTN icon
8378
CALL
Adtran
ADTN
$675M
$15K ﹤0.01%
600
-900
-60% -$23.2K
AGEN
8379
CALL
Agenus
AGEN
$276M
$15K ﹤0.01%
245
+87
+55% +$6.05K
AMC icon
8380
AMC Entertainment Holdings
AMC
$2.45B
$15K ﹤0.01%
+60
New +$13.3K
ARE icon
8381
CALL
Alexandria Real Estate Equities
ARE
$9.37B
$15K ﹤0.01%
+200
New +$14K
CENX icon
8382
CALL
Century Aluminum
CENX
$4.22B
$15K ﹤0.01%
1,100
-2,800
-72% -$32.6K
CPA icon
8383
PUT
Copa Holdings
CPA
$5.56B
$15K ﹤0.01%
100
-100
-50% -$13.9K
DK icon
8384
CALL
Delek US
DK
$3.98B
$15K ﹤0.01%
500
-500
-50% -$15.1K
E icon
8385
PUT
ENI
E
$78.1B
$15K ﹤0.01%
300
-700
-70% -$33.2K
EDUC icon
8386
Educational Development Corp
EDUC
$11.8M
$15K ﹤0.01%
7,816
+4,342
+125% +$7.83K
EYPT icon
8387
EyePoint Inc
EYPT
$999M
$15K ﹤0.01%
+376
New +$16.5K
FISI icon
8388
Financial Institutions
FISI
$812M
$15K ﹤0.01%
+641
New +$14.3K
GOEX icon
8389
Global X Gold Explorers ETF NEW
GOEX
$104M
$15K ﹤0.01%
+553
New +$15.9K
HOPE icon
8390
Hope Bancorp
HOPE
$1.8B
$15K ﹤0.01%
863
-7,793
-90% -$128K
HWBK icon
8391
Hawthorn Bancshares
HWBK
$267M
$15K ﹤0.01%
1,680
+318
+23% +$2.74K
KGC icon
8392
PUT
Kinross Gold
KGC
$27.7B
$15K ﹤0.01%
3,700
-333,100
-99% -$1.6M
LHX icon
8393
CALL
L3Harris
LHX
$55.4B
$15K ﹤0.01%
200
– –
LSAK icon
8394
CALL
Lesaka Technologies
LSAK
$384M
$15K ﹤0.01%
1,500
-56,800
-97% -$529K
MRTN icon
8395
Marten Transport
MRTN
$1.22B
$15K ﹤0.01%
1,795
-808
-31% -$6.44K
NOG icon
8396
PUT
Northern Oil and Gas
NOG
$2.29B
$15K ﹤0.01%
+100
New +$14.5K
PGR icon
8397
CALL
Progressive
PGR
$128B
$15K ﹤0.01%
+600
New +$14.6K
RIOT icon
8398
Riot Platforms
RIOT
$6.9B
$15K ﹤0.01%
692
+199
+40% +$4.09K
SB icon
8399
CALL
Safe Bulkers
SB
$772M
$15K ﹤0.01%
1,600
+700
+78% +$6.95K
UBCP icon
8400
United Bancorp
UBCP
$93.9M
$15K ﹤0.01%
1,809
+857
+90% +$7.25K
334 335
336
337 338

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.