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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COCO
8301
CALL
DELISTED
CORINTHIAN COLLEGES INC
COCO
$16K ﹤0.01%
7,300
-61,600
-89% -$143K
OIBR.C
8302
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$16K ﹤0.01%
17
-8
-32% -$7.58K
DRTX
8303
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$16K ﹤0.01%
+1,770
New +$14.7K
TLL
8304
DELISTED
PROSHARES TRUST ULTRASHORT TELECOMMUNICATIONS PROSHARES
TLL
$16K ﹤0.01%
204
+75
+58% +$6.11K
EMFN
8305
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
$16K ﹤0.01%
671
-68
-9% -$1.61K
FBMI
8306
DELISTED
FIRSTBANK CORP (MICH)
FBMI
$16K ﹤0.01%
830
-176
-17% -$2.97K
IF
8307
DELISTED
Aberdeen Indonesia Fund
IF
$16K ﹤0.01%
1,588
+934
+143% +$10.1K
AMNB
8308
DELISTED
American National Bankshares Inc
AMNB
$16K ﹤0.01%
668
+444
+198% +$10.3K
DLBL
8309
DELISTED
iPath US Treasury Long Bond Bull ETN
DLBL
$16K ﹤0.01%
246
+15
+6% +$925
NWBO
8310
CALL
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$16K ﹤0.01%
+4,700
New +$16.4K
HYF
8311
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$16K ﹤0.01%
7,759
-107,680
-93% -$212K
MY
8312
CALL
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$16K ﹤0.01%
+6,700
New +$11.5K
STMP
8313
DELISTED
Stamps.com, Inc.
STMP
$16K ﹤0.01%
354
-1,830
-84% -$76.6K
MNR
8314
DELISTED
Monmouth Real Estate Investment Corp
MNR
$16K ﹤0.01%
1,821
-4,179
-70% -$39.6K
VIFL
8315
DELISTED
FOOD TECHNOLOGY SERVICE, INC
VIFL
$16K ﹤0.01%
3,130
+2,081
+198% +$11.5K
AMSC icon
8316
CALL
American Superconductor
AMSC
$1.42B
$15K ﹤0.01%
650
-4,200
-87% -$106K
ASRT
8317
DELISTED
Assertio
ASRT
$15K ﹤0.01%
33
– –
CVSA
8318
CALL
Covista Inc
CVSA
$4.25B
$15K ﹤0.01%
500
-1,800
-78% -$55.5K
AZTA icon
8319
CALL
Azenta
AZTA
$1.3B
$15K ﹤0.01%
+1,600
New +$15.3K
BFIN
8320
DELISTED
BankFinancial
BFIN
$15K ﹤0.01%
1,716
+748
+77% +$6.6K
BUSE icon
8321
First Busey Corp
BUSE
$2.57B
$15K ﹤0.01%
933
-239
-20% -$3.54K
CNTY icon
8322
Century Casinos
CNTY
$34M
$15K ﹤0.01%
2,560
+1,209
+89% +$5.5K
CVE icon
8323
PUT
Cenovus Energy
CVE
$55.7B
$15K ﹤0.01%
500
-400
-44% -$11.8K
DORM icon
8324
CALL
Dorman Products
DORM
$3.98B
$15K ﹤0.01%
+300
New +$14.7K
FARM
8325
DELISTED
Farmer Brothers
FARM
$15K ﹤0.01%
970
-624
-39% -$9.11K
331 332
333
334 335

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.