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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSLS
8126
DELISTED
Credit Suisse X-Links Long/Short Equity ETN's due February 19,2020
CSLS
$20K ﹤0.01%
821
+553
+206% +$13K
WINT
8127
DELISTED
Windtree Therapeutics Inc
WINT
$20K ﹤0.01%
629
-2,015
-76% -$63K
IKGH
8128
DELISTED
Iao Kun Group Holding Company Limited
IKGH
$20K ﹤0.01%
+6,615
New +$21.7K
TNGO
8129
DELISTED
Tangoe, Inc.
TNGO
$20K ﹤0.01%
1,106
-20,239
-95% -$384K
HGG
8130
CALL
DELISTED
hhgregg Inc.
HGG
$20K ﹤0.01%
1,400
-600
-30% -$9.6K
STRZB
8131
DELISTED
Starz - Series B
STRZB
$20K ﹤0.01%
671
+588
+708% +$16.7K
DATE
8132
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
$20K ﹤0.01%
3,365
+2,873
+584% +$17.8K
REE
8133
CALL
DELISTED
RARE ELEMENT RES LTD
REE
$20K ﹤0.01%
12,800
-7,100
-36% -$12.5K
PVA
8134
PUT
DELISTED
PENN VIRGINIA CORP
PVA
$20K ﹤0.01%
+2,100
New +$19K
CNW
8135
PUT
DELISTED
CON-WAY INC.
CNW
$20K ﹤0.01%
+500
New +$21K
AAIT
8136
DELISTED
ISHARES MSCI ALL COUNTRY ASIA INFO TECHNOLOGY ETF
AAIT
$20K ﹤0.01%
646
-10
-2% -$310
ALTL
8137
DELISTED
ROYAL BK SCOTLAND PLC LARGE CAP ALTERNATOR ETN
ALTL
$20K ﹤0.01%
+618
New +$19.6K
BSDM
8138
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$20K ﹤0.01%
17,497
+11,799
+207% +$16K
RSH
8139
PUT
DELISTED
RADIOSHACK CORP
RSH
$20K ﹤0.01%
7,700
+1,400
+22% +$4.08K
SJF
8140
DELISTED
PROSHARES ULTRASHORT RUSSELL 1000 VALUE (NEW)
SJF
$20K ﹤0.01%
492
+279
+131% +$12.7K
PTEK
8141
DELISTED
POKERTEK INC COM STK
PTEK
$20K ﹤0.01%
20,612
+20,532
+25,665% +$23.2K
PRIS
8142
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL A SHS
PRIS
$20K ﹤0.01%
9,000
-704,815
-99% -$1.39M
PLXT
8143
DELISTED
PLX TECHNOLOGY INC
PLXT
$20K ﹤0.01%
+2,986
New +$18.7K
DDG
8144
DELISTED
Proshares Short Oil & Gas
DDG
$20K ﹤0.01%
+849
New +$21.7K
GRA
8145
PUT
DELISTED
W.R. Grace & Co.
GRA
$20K ﹤0.01%
200
– –
BOM
8146
DELISTED
DB Base Metals Double Short Exchange Traded Notes due June 1, 2038
BOM
$20K ﹤0.01%
1,475
-672
-31% -$9.73K
ALDW
8147
PUT
DELISTED
Alon USA Partners LP
ALDW
$20K ﹤0.01%
1,200
-4,100
-77% -$58.9K
OKSB
8148
DELISTED
Southwest Bancorp Inc/OK
OKSB
$20K ﹤0.01%
1,242
+419
+51% +$6.61K
UMH.PRA.CL
8149
DELISTED
Umh Properties Inc
UMH.PRA.CL
$20K ﹤0.01%
800
-890
-53% -$22.7K
FDML
8150
CALL
DELISTED
Federal-Mogul Holdings Corporation
FDML
$20K ﹤0.01%
+1,000
New +$19.1K
324 325
326
327 328

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.