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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
8051
CALL
Oaktree Specialty Lending
OCSL
$1.05B
$21K ﹤0.01%
767
-66
-8% -$1.95K
OXSQ icon
8052
CALL
Oxford Square Capital
OXSQ
$150M
$21K ﹤0.01%
2,000
-3,100
-61% -$31.7K
PBA icon
8053
CALL
Pembina Pipeline
PBA
$29.3B
$21K ﹤0.01%
+600
New +$19.7K
PBYI icon
8054
CALL
Puma Biotechnology
PBYI
$398M
$21K ﹤0.01%
+200
New +$11.7K
PLX icon
8055
Protalix BioTherapeutics
PLX
$183M
$21K ﹤0.01%
541
-23,533
-98% -$991K
QNST icon
8056
QuinStreet
QNST
$927M
$21K ﹤0.01%
2,403
-2,263
-48% -$20K
RCMT icon
8057
RCM Technologies
RCMT
$202M
$21K ﹤0.01%
+3,000
New +$19.4K
SAA icon
8058
ProShares Ulta SmallCap600
SAA
$28.7M
$21K ﹤0.01%
1,950
-38,690
-95% -$375K
SKF icon
8059
CALL
ProShares UltraShort Financials
SKF
$10.3M
$21K ﹤0.01%
19
+10
+111% +$12.3K
TEF
8060
CALL
DELISTED
Telefonica
TEF
$21K ﹤0.01%
1,772
-48,379
-96% -$585K
UPBD icon
8061
Upbound Group
UPBD
$1.22B
$21K ﹤0.01%
622
-20,972
-97% -$726K
VERU icon
8062
CALL
Veru
VERU
$35.5M
$21K ﹤0.01%
250
– –
XMLV icon
8063
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$21K ﹤0.01%
+736
New +$20.6K
HOLI
8064
CALL
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$21K ﹤0.01%
+1,100
New +$18.6K
DLA
8065
DELISTED
Delta Apparel Inc.
DLA
$21K ﹤0.01%
1,280
-331
-21% -$5.72K
AAIC
8066
CALL
DELISTED
Arlington Asset Investment Corp.
AAIC
$21K ﹤0.01%
800
+400
+100% +$10.1K
GRU
8067
DELISTED
ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Grains Total Return
GRU
$21K ﹤0.01%
3,748
+1,581
+73% +$9.58K
AXU
8068
DELISTED
Alexco Resource Corp
AXU
$21K ﹤0.01%
16,529
-21,307
-56% -$28.1K
PVG
8069
PUT
DELISTED
PRETIUM RESOURCES INC.
PVG
$21K ﹤0.01%
+4,000
New +$18.7K
SBM
8070
DELISTED
ProShares Short Basic Materials
SBM
$21K ﹤0.01%
156
+32
+26% +$4.61K
ESXB
8071
DELISTED
Community Bankers Trust Corporation
ESXB
$21K ﹤0.01%
5,526
+4,918
+809% +$18.2K
KNOW
8072
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$21K ﹤0.01%
722
-222
-24% -$6.27K
TUES
8073
PUT
DELISTED
Tuesday Morning Corp
TUES
$21K ﹤0.01%
+1,300
New +$18.4K
WCG
8074
PUT
DELISTED
Wellcare Health Plans, Inc.
WCG
$21K ﹤0.01%
300
+100
+50% +$6.98K
FNGN
8075
CALL
DELISTED
Financial Engines, Inc.
FNGN
$21K ﹤0.01%
300
-100
-25% -$6.15K
321 322
323
324 325

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.