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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRF
8051
PUT
DELISTED
INTL RECTIFIER CORP
IRF
$20K ﹤0.01%
800
-9,200
-92% -$223K
COLX
8052
DELISTED
MARKET VECTORS ETF TR COLOMBIA ETF
COLX
$20K ﹤0.01%
1,055
-637
-38% -$11.4K
GERJ
8053
DELISTED
MARKET VECTORS ETF TR GERMANY SMALL-CAP ETF (DE)
GERJ
$20K ﹤0.01%
723
-51
-7% -$1.35K
NOVB
8054
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$20K ﹤0.01%
+1,081
New +$19.5K
CAD
8055
DELISTED
PIMCO ETF TR PIMCO CDA BD INDEX FD ETF
CAD
$20K ﹤0.01%
209
-2,902
-93% -$275K
HITT
8056
CALL
DELISTED
HITTITE MICROWAVE CORP
HITT
$20K ﹤0.01%
+300
New +$18.6K
OGEM
8057
DELISTED
EGSHARES ENERGY GEMS ETF
OGEM
$20K ﹤0.01%
892
-1,749
-66% -$37.5K
SANWZ
8058
DELISTED
S&W SEED CO CL B WTS EXP 05/03/2015 (DE)
SANWZ
$20K ﹤0.01%
20,153
+16,110
+398% +$16K
EZCH
8059
PUT
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$20K ﹤0.01%
800
+300
+60% +$8.42K
MNTX
8060
PUT
DELISTED
Manitex International, Inc.
MNTX
$20K ﹤0.01%
+1,800
New +$19.5K
CEO
8061
PUT
DELISTED
CNOOC Limited
CEO
$20K ﹤0.01%
100
– –
JPNL
8062
DELISTED
Direxion Daily Japan Bull 3x Shares
JPNL
$20K ﹤0.01%
+392
New +$18.4K
MTGE
8063
CALL
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$20K ﹤0.01%
1,000
-18,800
-95% -$364K
EMSA
8064
DELISTED
iPath Short Enhanced MSCI Emerging Markets Index ETN
EMSA
$20K ﹤0.01%
440
– –
EPRO
8065
DELISTED
AdvisorShares EquityPro ETF
EPRO
$20K ﹤0.01%
+700
New +$19.7K
LBND
8066
DELISTED
DEUTSCHE BK AG LONDON DB 3X LONG UST ETN
LBND
$20K ﹤0.01%
+597
New +$19.3K
JFT
8067
DELISTED
JPMORGAN CHASE & CO ETN LKD TO THE FIRST TRUST ENHANCED (DE)
JFT
$20K ﹤0.01%
677
-129
-16% -$5.42K
APEI icon
8068
CALL
American Public Education
APEI
$890M
$19K ﹤0.01%
500
-2,800
-85% -$110K
AX icon
8069
CALL
Axos Financial
AX
$5.77B
$19K ﹤0.01%
+1,200
New +$17.9K
BN icon
8070
CALL
Brookfield
BN
$104B
$19K ﹤0.01%
2,136
-854
-29% -$7.29K
CGNX icon
8071
CALL
Cognex
CGNX
$10.9B
$19K ﹤0.01%
1,200
-3,600
-75% -$50.4K
CIVI
8072
CALL
DELISTED
Civitas Resources
CIVI
$19K ﹤0.01%
4
-9
-69% -$41.6K
CXSE icon
8073
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$493M
$19K ﹤0.01%
+748
New +$18.3K
DGP icon
8074
DB Gold Double Long ETN due February 15, 2038
DGP
$217M
$19K ﹤0.01%
+613
New +$19.1K
DXF
8075
Eason Technology Ltd
DXF
$1.5M
– –
0
– –
321 322
323
324 325

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.