UBS’s S&W SEED CO CL B WTS EXP 05/03/2015 (DE) SANWZ Stock Holding History

UBS’s Portfolio SANWZ Stock Details SANWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-850	Closed	-$1K	–	11406
2014 Q1	$1K	Sell	850 -1,270	-60%	-$1.49K	﹤0.01%	10329
2013 Q4	$1K	Sell	2,120 -18,033	-89%	-$8.51K	﹤0.01%	10302
2013 Q3	$20K	Buy	20,153 +16,110	+398%	+$16K	﹤0.01%	8107
2013 Q2	$4K	Buy	+4,043	New	+$4K	﹤0.01%	9546

Other funds holding SANWZ

CCM

Coe Capital Management Highland Park, Illinois $106M AUM 53.24% 1-Year Est. Return

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

UBS's SANWZ Position: Q2 2014 in Review

UBS sold out of S&W SEED CO CL B WTS EXP 05/03/2015 (DE) (SANWZ) in Q2 2014, closing a stake of 850 shares — an estimated $1K sold.

UBS first reported a position in SANWZ in Q2 2013 and held it in 4 quarters. The position peaked at $20K in Q3 2013. 2 funds tracked by Wall St. Rank hold SANWZ as of Q2 2014.

UBS reported no remaining S&W SEED CO CL B WTS EXP 05/03/2015 (DE) position as of Q2 2014 after selling out during the quarter.
UBS sold 850 S&W SEED CO CL B WTS EXP 05/03/2015 (DE) shares in Q2 2014, an estimated $1K.
UBS first reported a position in S&W SEED CO CL B WTS EXP 05/03/2015 (DE) in Q2 2013 and held it in 4 quarters.
UBS's S&W SEED CO CL B WTS EXP 05/03/2015 (DE) position peaked at $20K in Q3 2013.
2 funds tracked by Wall St. Rank held S&W SEED CO CL B WTS EXP 05/03/2015 (DE) as of Q2 2014.

Based on UBS's 13F filing for Q2 2014, filed 14 Aug 2014.