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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLB
8026
DELISTED
iPath Long Enhanced MSCI Emerging Markets Index ETN
EMLB
$22K ﹤0.01%
453
+40
+10% +$3.94K
JPW
8027
DELISTED
Nuveen Flexible Invstment Fd
JPW
$22K ﹤0.01%
+1,314
New +$21.7K
GLDC
8028
DELISTED
GOLDEN ENTERPRISES
GLDC
$22K ﹤0.01%
5,337
+3,901
+272% +$15.8K
AMCC
8029
DELISTED
Applied Micro Circuits Corporation New
AMCC
$22K ﹤0.01%
1,663
-28,327
-94% -$350K
ALD
8030
DELISTED
WisdomTree Asia Local Debt Fund
ALD
$22K ﹤0.01%
452
-1,767
-80% -$85.7K
ASRT
8031
DELISTED
Assertio
ASRT
$21K ﹤0.01%
33
– –
BUD icon
8032
PUT
AB InBev
BUD
$164B
$21K ﹤0.01%
200
-500
-71% -$51.1K
CIVI
8033
DELISTED
Civitas Resources
CIVI
$21K ﹤0.01%
4
-6
-60% -$32.2K
CRDF icon
8034
Cardiff Oncology
CRDF
$63M
$21K ﹤0.01%
+52
New +$23.1K
CWST icon
8035
Casella Waste Systems
CWST
$5.76B
$21K ﹤0.01%
3,650
-3,212
-47% -$18.7K
DTF
8036
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$21K ﹤0.01%
1,500
-655
-30% -$9.16K
ELMD icon
8037
Electromed
ELMD
$333M
$21K ﹤0.01%
+6,173
New +$7.01K
ESNT icon
8038
Essent Group
ESNT
$6.28B
$21K ﹤0.01%
+889
New +$19.5K
FSZ icon
8039
First Trust Switzerland AlphaDEX Fund
FSZ
$36.1M
$21K ﹤0.01%
511
-963
-65% -$37.9K
GLL icon
8040
PUT
ProShares UltraShort Gold
GLL
$127M
$21K ﹤0.01%
50
– –
KFRC icon
8041
Kforce
KFRC
$1.05B
$21K ﹤0.01%
+1,042
New +$20K
LAD icon
8042
CALL
Lithia Motors
LAD
$9.75B
$21K ﹤0.01%
300
-400
-57% -$26.9K
LEU icon
8043
Centrus Energy
LEU
$3.14B
$21K ﹤0.01%
290
-190
-40% -$16.7K
LYG icon
8044
PUT
Lloyds Banking Group
LYG
$85.2B
$21K ﹤0.01%
4,000
-2,400
-38% -$12K
MIND icon
8045
CALL
MIND Technology
MIND
$43.4M
$21K ﹤0.01%
120
-10
-8% -$1.64K
MPX
8046
DELISTED
Marine Products Corp
MPX
$21K ﹤0.01%
2,172
+1,042
+92% +$9.51K
MRTN icon
8047
Marten Transport
MRTN
$1.22B
$21K ﹤0.01%
2,603
+2,573
+8,577% +$18.7K
MTR
8048
Mesa Royalty Trust
MTR
$5.4M
$21K ﹤0.01%
1,000
– –
NBN icon
8049
Northeast Bank
NBN
$1.04B
$21K ﹤0.01%
2,216
-906
-29% -$8.87K
NOM
8050
DELISTED
Nuveen Missouri Quality Municipal Income Fund
NOM
$21K ﹤0.01%
1,700
-553
-25% -$7.27K
320 321
322
323 324

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.