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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPK
7976
DELISTED
SPDR S&P International Technology Sector
IPK
$21K ﹤0.01%
693
-322
-32% -$9.06K
FREE
7977
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– –
REE
7978
PUT
DELISTED
RARE ELEMENT RES LTD
REE
$21K ﹤0.01%
8,000
+4,000
+100% +$8.89K
NGLS
7979
CALL
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$21K ﹤0.01%
400
-3,200
-89% -$161K
PBY
7980
CALL
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$21K ﹤0.01%
1,700
+1,400
+467% +$17K
PGI
7981
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$21K ﹤0.01%
2,076
-2,127
-51% -$22.8K
COCO
7982
DELISTED
CORINTHIAN COLLEGES INC
COCO
$21K ﹤0.01%
9,689
+7,689
+384% +$17.8K
RSH
7983
PUT
DELISTED
RADIOSHACK CORP
RSH
$21K ﹤0.01%
6,300
+200
+3% +$641
PSMI
7984
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$21K ﹤0.01%
2,410
-60,226
-96% -$641K
JPNS
7985
DELISTED
DIREXION DAILY JAPAN BEAR 3X SHARES ETF
JPNS
$21K ﹤0.01%
+732
New +$23.7K
AXMT
7986
DELISTED
ISHARES TR MSCI ACWI EX US MATERIALS ETF
AXMT
$21K ﹤0.01%
430
+26
+6% +$1.22K
XVZ
7987
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$21K ﹤0.01%
541
-1,404
-72% -$56.3K
KROO
7988
DELISTED
IQ Australia Small Cap ETF
KROO
$21K ﹤0.01%
1,046
-355
-25% -$6.55K
FBRC
7989
CALL
DELISTED
FBR & Co. Common Stock
FBRC
$21K ﹤0.01%
+800
New +$22.4K
TIO
7990
DELISTED
Tingo Group, Inc. Common Stock
TIO
$21K ﹤0.01%
3,852
-1,386
-26% -$7.04K
CPI
7991
DELISTED
CPI Inflation Hedged ETF
CPI
$21K ﹤0.01%
+825
New +$21.4K
RPRX
7992
PUT
DELISTED
Repros Therapeutics Inc.
RPRX
$21K ﹤0.01%
800
-35,800
-98% -$767K
KEG
7993
DELISTED
KEY ENERGY SERVICES INC
KEG
$21K ﹤0.01%
2,843
-19,921
-88% -$147K
AES icon
7994
PUT
AES
AES
$10.5B
$20K ﹤0.01%
1,500
-500
-25% -$6.41K
AUDC icon
7995
CALL
AudioCodes
AUDC
$244M
$20K ﹤0.01%
+2,900
New +$16.4K
BELFB
7996
Bel Fuse Inc Class B
BELFB
$3.87B
$20K ﹤0.01%
1,173
+464
+65% +$7.56K
CCEP icon
7997
PUT
Coca-Cola Europacific Partners
CCEP
$48.3B
$20K ﹤0.01%
500
-59,000
-99% -$2.25M
EWV icon
7998
ProShares Trust UltraShort MSCI Japan
EWV
$5.7M
$20K ﹤0.01%
72
+57
+380% +$16.8K
FGM icon
7999
First Trust Germany AlphaDEX Fund
FGM
$98M
$20K ﹤0.01%
538
-377
-41% -$13.3K
FSM icon
8000
CALL
Fortuna Silver Mines
FSM
$2.55B
$20K ﹤0.01%
5,600
+3,600
+180% +$13.6K
318 319
320
321 322

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.