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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPY icon
7951
Oppenheimer Holdings
OPY
$1.14B
$21K ﹤0.01%
1,200
-151
-11% -$2.77K
ORA icon
7952
Ormat Technologies
ORA
$6B
$21K ﹤0.01%
806
+306
+61% +$7.61K
PCYO icon
7953
Pure Cycle
PCYO
$253M
$21K ﹤0.01%
4,571
+4,463
+4,132% +$24.2K
RDNT icon
7954
RadNet
RDNT
$5.02B
$21K ﹤0.01%
8,730
+266
+3% +$715
RRGB icon
7955
PUT
Red Robin
RRGB
$145M
$21K ﹤0.01%
300
– –
SFBC
7956
Sound Financial Bancorp
SFBC
$112M
$21K ﹤0.01%
1,405
+849
+153% +$12.5K
SQQQ icon
7957
PUT
ProShares UltraPro Short QQQ
SQQQ
$2.04B
– –
0
– –
SSBI icon
7958
Summit State Bank
SSBI
$83.8M
$21K ﹤0.01%
+3,079
New +$22.4K
STRA icon
7959
CALL
Strategic Education
STRA
$1.85B
$21K ﹤0.01%
500
-100
-17% -$4.45K
STRT icon
7960
STRATTEC Security
STRT
$367M
$21K ﹤0.01%
535
-254
-32% -$9.84K
TEL icon
7961
PUT
TE Connectivity
TEL
$59.6B
$21K ﹤0.01%
400
– –
UNTY icon
7962
Unity Bancorp
UNTY
$591M
$21K ﹤0.01%
3,128
+1,366
+78% +$9.34K
UPV icon
7963
ProShares Ultra FTSE Europe
UPV
$17M
$21K ﹤0.01%
+480
New +$19.3K
BSIN
7964
CALL
Big Sky Industrial
BSIN
$59.6M
$21K ﹤0.01%
165
-415
-72% -$50.7K
VLGEA icon
7965
Village Super Market
VLGEA
$651M
$21K ﹤0.01%
559
-1,420
-72% -$51.4K
WOR icon
7966
CALL
Worthington Enterprises
WOR
$2.75B
$21K ﹤0.01%
973
-811
-45% -$17.4K
SAL
7967
DELISTED
Salisbury Bancorp, Inc.
SAL
$21K ﹤0.01%
1,616
-36
-2% -$489
ATHX
7968
CALL
DELISTED
Athersys, Inc. Common Stock
ATHX
$21K ﹤0.01%
516
+356
+223% +$15.1K
SYNC
7969
PUT
DELISTED
Synacor, Inc.
SYNC
$21K ﹤0.01%
8,300
+2,700
+48% +$7.87K
FMK
7970
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$21K ﹤0.01%
876
+676
+338% +$15.5K
BCOM
7971
DELISTED
B Communications Ltd
BCOM
$21K ﹤0.01%
1,107
-11,338
-91% -$149K
IDSA
7972
DELISTED
Industrial Services of America
IDSA
$21K ﹤0.01%
11,921
+6,961
+140% +$14.7K
EMJ
7973
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$21K ﹤0.01%
1,779
-1,582
-47% -$18.6K
YAO
7974
DELISTED
Invesco China All-Cap ETF
YAO
$21K ﹤0.01%
827
– –
RBPAA
7975
DELISTED
Royal Bancshares Of Pennsylvania Inc
RBPAA
$21K ﹤0.01%
+15,800
New +$24.5K
317 318
319
320 321

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.