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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPWR
7926
CALL
DELISTED
COMPUWARE CORP
CPWR
$22K ﹤0.01%
2,082
-20,195
-91% -$213K
FFCO
7927
DELISTED
FED FIRST FINANCIAL CORP COM
FFCO
$22K ﹤0.01%
1,129
+600
+113% +$11.5K
MHE
7928
DELISTED
BlackRock Massachusetts Tax-Exempt Trust
MHE
$22K ﹤0.01%
1,800
-42
-2% -$505
DOD
7929
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$22K ﹤0.01%
1,747
+1,310
+300% +$16.7K
NMRX
7930
DELISTED
Numerex Corp
NMRX
$22K ﹤0.01%
2,000
– –
XLBS
7931
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$22K ﹤0.01%
571
+493
+632% +$19K
RNWK
7932
DELISTED
RealNetworks Inc
RNWK
$22K ﹤0.01%
2,578
-465
-15% -$3.55K
PRMW
7933
CALL
DELISTED
Primo Water Corporation
PRMW
$22K ﹤0.01%
+9,400
New +$21K
SWFT
7934
CALL
DELISTED
Swift Transportation Company
SWFT
$22K ﹤0.01%
1,100
-1,700
-61% -$30.9K
AEG icon
7935
CALL
Aegon
AEG
$14B
$21K ﹤0.01%
+4,272
New +$21.8K
AKO.A icon
7936
Embotelladora Andina Series A
AKO.A
$3.63B
$21K ﹤0.01%
+843
New +$21.2K
BOND icon
7937
CALL
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$21K ﹤0.01%
+200
New +$21K
CPIX icon
7938
Cumberland Pharmaceuticals
CPIX
$100M
$21K ﹤0.01%
4,564
-9,308
-67% -$46.3K
CZWI icon
7939
Citizens Community Bancorp
CZWI
$212M
$21K ﹤0.01%
2,846
-1,741
-38% -$12.8K
FEIM icon
7940
Frequency Electronics
FEIM
$635M
$21K ﹤0.01%
+1,763
New +$19.1K
FEMS icon
7941
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$241M
$21K ﹤0.01%
593
+121
+26% +$4.08K
FRD icon
7942
Friedman Industries
FRD
$240M
$21K ﹤0.01%
+2,058
New +$20.4K
FSFG
7943
DELISTED
First Savings Financial Group
FSFG
$21K ﹤0.01%
2,760
+228
+9% +$1.77K
FTK icon
7944
PUT
Flotek Industries
FTK
$852M
$21K ﹤0.01%
150
-117
-44% -$14.2K
GUNR icon
7945
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.2B
$21K ﹤0.01%
636
-138
-18% -$4.55K
IMAX icon
7946
PUT
IMAX
IMAX
$2.62B
$21K ﹤0.01%
700
-1,600
-70% -$43K
LEG icon
7947
CALL
Leggett & Platt
LEG
$1.34B
$21K ﹤0.01%
700
-4,600
-87% -$141K
LEG icon
7948
PUT
Leggett & Platt
LEG
$1.34B
$21K ﹤0.01%
700
+500
+250% +$15.4K
MKSI icon
7949
CALL
MKS Inc
MKSI
$20.1B
$21K ﹤0.01%
800
-1,200
-60% -$32K
NTIC icon
7950
Northern Technologies International Corp
NTIC
$76.2M
$21K ﹤0.01%
+2,428
New +$16.9K
316 317
318
319 320

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.