We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGB
7726
CALL
Trekor Metals
TGB
$2.48B
$25K ﹤0.01%
12,300
-25,800
-68% -$53.1K
TMQ
7727
CALL
Trilogy Metals
TMQ
$541M
$25K ﹤0.01%
13,300
+8,600
+183% +$16.6K
TYO icon
7728
PUT
Direxion Daily 7-10 Year Treasury Bear 3X ETF
TYO
$12.5M
$25K ﹤0.01%
1,000
-1,000
-50% -$25.7K
UVV icon
7729
PUT
Universal Corp
UVV
$1.31B
$25K ﹤0.01%
+500
New +$27.7K
VERU icon
7730
CALL
Veru
VERU
$36M
$25K ﹤0.01%
+250
New +$23.1K
VRA icon
7731
CALL
Vera Bradley
VRA
$97M
$25K ﹤0.01%
1,200
+300
+33% +$6.41K
WAB icon
7732
CALL
Wabtec
WAB
$49.1B
$25K ﹤0.01%
400
-600
-60% -$35.2K
ENZ
7733
DELISTED
Enzo Biochem, Inc.
ENZ
$25K ﹤0.01%
10,010
-2,617
-21% -$6.21K
AAU
7734
DELISTED
Almaden Minerals Ltd
AAU
$25K ﹤0.01%
18,115
-6,081
-25% -$9.87K
SALM
7735
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$25K ﹤0.01%
3,000
+2,474
+470% +$19.7K
ZAGG
7736
CALL
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$25K ﹤0.01%
5,500
-700
-11% -$3.38K
KNOW
7737
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$25K ﹤0.01%
+944
New +$24.6K
JE
7738
PUT
DELISTED
Just Energy Group Inc
JE
$25K ﹤0.01%
+121
New +$26.1K
MXWL
7739
DELISTED
Maxwell Technologies Inc
MXWL
$25K ﹤0.01%
2,744
+992
+57% +$8.6K
HZNP
7740
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$25K ﹤0.01%
7,551
-6,694
-47% -$17.6K
ALOG
7741
CALL
DELISTED
Analogic Corp
ALOG
$25K ﹤0.01%
300
– –
IPF
7742
DELISTED
SPDR S&P International Financial Sector
IPF
$25K ﹤0.01%
1,150
– –
MKTO
7743
DELISTED
MARKETO INC COM STK (DE)
MKTO
$25K ﹤0.01%
784
+704
+880% +$22.3K
GHI
7744
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$25K ﹤0.01%
2,429
-3,371
-58% -$34.9K
ANAD
7745
DELISTED
ANADIGICS INC
ANAD
$25K ﹤0.01%
12,870
+10,370
+415% +$20.9K
IFT
7746
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$25K ﹤0.01%
4,000
– –
ANN
7747
CALL
DELISTED
ANN INC
ANN
$25K ﹤0.01%
700
-71,800
-99% -$2.45M
ELX
7748
PUT
DELISTED
EMULEX CORP
ELX
$25K ﹤0.01%
3,200
-6,600
-67% -$51.3K
VOLC
7749
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$25K ﹤0.01%
1,062
– –
DCTH
7750
CALL
DELISTED
Delcath Systems Inc
DCTH
$25K ﹤0.01%
297
+69
+30% +$6.43K
308 309
310
311 312

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.