UBS’s Direxion Daily 7-10 Year Treasury Bear 3X ETF TYO Stock Holding History

UBS’s Portfolio TYO Stock Details TYO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-1,000	Closed	-$26K	–	10816
2013 Q4	$26K	Hold	1,000	–	–	﹤0.01%	7826
2013 Q3	$25K	Sell	1,000 -1,000	-50%	-$25.7K	﹤0.01%	7773
2013 Q2	$50K	Buy	+2,000	New	+$45.5K	﹤0.01%	6742

Other funds holding TYO

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

UBS's TYO Position: Q3 2014 in Review

UBS reduced its Direxion Daily 7-10 Year Treasury Bear 3X ETF (TYO) stake by 51% in Q3 2014, selling an estimated $31.2K and leaving 1,393 shares worth $29K. The position accounts for ﹤0.01% of the portfolio, ranked #7510.

UBS first reported a position in TYO in Q2 2013 and has held it in 6 quarters since. The position peaked at $83K in Q4 2013. 5 funds tracked by Wall St. Rank hold TYO as of Q3 2014.

UBS held 1,393 shares of Direxion Daily 7-10 Year Treasury Bear 3X ETF worth $29K as of Q3 2014.
UBS sold 1,476 Direxion Daily 7-10 Year Treasury Bear 3X ETF shares in Q3 2014, an estimated $31.2K.
Direxion Daily 7-10 Year Treasury Bear 3X ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7510 holding.
UBS first reported a position in Direxion Daily 7-10 Year Treasury Bear 3X ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Direxion Daily 7-10 Year Treasury Bear 3X ETF position peaked at $83K in Q4 2013.
5 funds tracked by Wall St. Rank held Direxion Daily 7-10 Year Treasury Bear 3X ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.