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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEC
7601
PUT
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$28K ﹤0.01%
1,900
+1,300
+217% +$19.8K
RGRA
7602
DELISTED
RBS PLC ROGERS ENHANCED AGRICULTURE ETNS (UK)
RGRA
$28K ﹤0.01%
+1,311
New +$28.1K
TNDQ
7603
DELISTED
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN
TNDQ
$28K ﹤0.01%
850
+750
+750% +$23.5K
HVB
7604
DELISTED
HUDSON VY HLDG CORP
HVB
$28K ﹤0.01%
1,508
+1,280
+561% +$24.5K
AOL
7605
PUT
DELISTED
AOL INC COMMON STOCK
AOL
$28K ﹤0.01%
800
+400
+100% +$14.2K
PCYC
7606
PUT
DELISTED
PHARMACYCLICS INC
PCYC
$28K ﹤0.01%
200
-500
-71% -$55.5K
ITLT
7607
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X ITALIAN
ITLT
$28K ﹤0.01%
858
-200
-19% -$6.37K
XWES
7608
DELISTED
WORLD ENERGY SOLUTIONS INC NEW COMMON (DE)
XWES
$28K ﹤0.01%
8,521
-11,583
-58% -$40.7K
TZV
7609
DELISTED
ISHARES TARGET DATE 2040 ETF
TZV
$28K ﹤0.01%
+674
New +$27.2K
SMS
7610
DELISTED
SIMS METAL MANAGEMENT LTD ADS (EA REPSTG 1 ORD SHS)
SMS
$28K ﹤0.01%
3,200
-5,000
-61% -$41.9K
CMO
7611
PUT
DELISTED
Capstead Mortgage Corp.
CMO
$28K ﹤0.01%
2,400
– –
HUSE
7612
DELISTED
Strategy Shares US Market Rotation Strategy ETF
HUSE
$28K ﹤0.01%
858
+252
+42% +$7.96K
MOC
7613
DELISTED
Command Security Corporation
MOC
$28K ﹤0.01%
20,000
-3,856
-16% -$5.57K
NEWS
7614
DELISTED
NewStar Financial, Inc.
NEWS
$28K ﹤0.01%
1,507
-1,583
-51% -$23.8K
PERM
7615
DELISTED
Global X Permanent ETF
PERM
$28K ﹤0.01%
1,189
+418
+54% +$9.9K
JPX
7616
DELISTED
PROSHARES TR ULTRASHORT MSCI PAC EX-JAPAN
JPX
$28K ﹤0.01%
1,092
+646
+145% +$18.4K
CNOB
7617
DELISTED
CONNECTONE BANCORP INC
CNOB
$28K ﹤0.01%
+794
New +$25.9K
AGYS icon
7618
Agilysys
AGYS
$2.97B
$27K ﹤0.01%
2,232
+153
+7% +$1.79K
ALKS icon
7619
CALL
Alkermes
ALKS
$8.22B
$27K ﹤0.01%
800
-4,300
-84% -$140K
AOS icon
7620
PUT
A.O. Smith
AOS
$8.17B
$27K ﹤0.01%
1,200
-1,200
-50% -$25.1K
BRF icon
7621
CALL
VanEck Brazil Small-Cap ETF
BRF
$21.9M
$27K ﹤0.01%
+800
New +$25.1K
CSIQ icon
7622
PUT
Canadian Solar
CSIQ
$1.02B
$27K ﹤0.01%
1,600
-35,500
-96% -$475K
DDM icon
7623
ProShares Ultra Dow30
DDM
$542M
$27K ﹤0.01%
+3,372
New +$27.4K
DK icon
7624
CALL
Delek US
DK
$4.16B
$27K ﹤0.01%
1,300
-200
-13% -$5.28K
EDC icon
7625
CALL
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$150M
$27K ﹤0.01%
250
-200
-44% -$20K
303 304
305
306 307

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.