U
CMO

UBS’s Capstead Mortgage Corp. CMO Stock Holding History

UBS’s Portfolio CMO Stock Details CMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-4,200
Closed -$53K – 11434
2014
Q1 		$53K Buy
4,200
+1,700
+68% +$21.5K ﹤0.01% 6764
2013
Q4 		$30K Buy
2,500
+100
+4% +$1.19K ﹤0.01% 7668
2013
Q3 		$28K Hold
2,400
– – ﹤0.01% 7656
2013
Q2 		$29K Buy
+2,400
New +$30.4K ﹤0.01% 7452

Other funds holding CMO

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return
TIM
Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return
Jennison Associates
Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS's CMO Position: Q3 2014 in Review

UBS reduced its Capstead Mortgage Corp. (CMO) stake by 5.6% in Q3 2014, selling an estimated $695K and leaving 898,529 shares worth $11M. The position accounts for 0.01% of the portfolio, ranked #1383.

UBS first reported a position in CMO in Q2 2013 and has held it in 6 quarters since. The position peaked at $12.5M in Q2 2014. 200 funds tracked by Wall St. Rank hold CMO as of Q3 2014.

  • UBS held 898,529 shares of Capstead Mortgage Corp. worth $11M as of Q3 2014.
  • UBS sold 53,312 Capstead Mortgage Corp. shares in Q3 2014, an estimated $695K.
  • Capstead Mortgage Corp. made up 0.01% of UBS's portfolio in Q3 2014, its #1383 holding.
  • UBS first reported a position in Capstead Mortgage Corp. in Q2 2013 and has held it in 6 quarters since.
  • UBS's Capstead Mortgage Corp. position peaked at $12.5M in Q2 2014.
  • 200 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.