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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMTI icon
7351
PUT
Rockwell Medical
RMTI
$28.4M
$33K ﹤0.01%
24
-13
-35% -$16.9K
SOHU
7352
PUT
Sohu.com
SOHU
$362M
$33K ﹤0.01%
500
-4,800
-91% -$355K
SPH icon
7353
CALL
Suburban Propane Partners
SPH
$1.24B
$33K ﹤0.01%
800
-6,800
-89% -$298K
WNC icon
7354
CALL
Wabash National
WNC
$512M
$33K ﹤0.01%
+2,400
New +$32.1K
ITCI
7355
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$33K ﹤0.01%
+1,842
New +$33.3K
USAP
7356
DELISTED
Universal Stainless & Alloy
USAP
$33K ﹤0.01%
956
-1,277
-57% -$43.7K
THMO
7357
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
$33K ﹤0.01%
2
– –
AAU
7358
DELISTED
Almaden Minerals Ltd
AAU
$33K ﹤0.01%
23,930
+8,808
+58% +$13.1K
RESP
7359
DELISTED
WisdomTree U.S. ESG Fund
RESP
$33K ﹤0.01%
+1,464
New +$32.3K
AVH
7360
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$33K ﹤0.01%
1,914
-3,294
-63% -$54.5K
MXWL
7361
DELISTED
Maxwell Technologies Inc
MXWL
$33K ﹤0.01%
2,565
+876
+52% +$8.93K
CBK
7362
PUT
DELISTED
Christopher & Banks Corporation
CBK
$33K ﹤0.01%
5,000
– –
ANCX
7363
DELISTED
Access National Corp
ANCX
$33K ﹤0.01%
2,053
-1,452
-41% -$23.4K
EMJ
7364
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$33K ﹤0.01%
2,663
-756
-22% -$9.22K
RHE
7365
DELISTED
Regional Health Properties, Inc.
RHE
$33K ﹤0.01%
661
+615
+1,337% +$31.7K
C.WS.A
7366
DELISTED
Citigroup Inc
C.WS.A
$33K ﹤0.01%
51,522
-19,447
-27% -$12.9K
LAYN
7367
PUT
DELISTED
Layne Christensen Co
LAYN
$33K ﹤0.01%
1,800
– –
GRR
7368
DELISTED
Asia Tigers Fund
GRR
$33K ﹤0.01%
2,875
-2,515
-47% -$27.5K
ELOS
7369
DELISTED
Syneron Medical Ltd
ELOS
$33K ﹤0.01%
2,599
-1,251
-32% -$14.8K
SCNB
7370
DELISTED
Suffolk Bancorp
SCNB
$33K ﹤0.01%
1,450
+763
+111% +$15.5K
SCAI
7371
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$33K ﹤0.01%
1,075
-4,217
-80% -$136K
IGS
7372
DELISTED
PROSHARES TR SHORT INVT GRADE CORPORATE
IGS
$33K ﹤0.01%
1,081
+850
+368% +$26.4K
AHT.PRE
7373
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$33K ﹤0.01%
1,228
+358
+41% +$9.46K
TWER
7374
DELISTED
Towerstream Corporation Common Stock
TWER
$33K ﹤0.01%
716
+714
+35,700% +$38.2K
JMI
7375
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$33K ﹤0.01%
2,455
+2,181
+796% +$31K
293 294
295
296 297

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.