U
RESP

UBS’s WisdomTree U.S. ESG Fund RESP Stock Holding History

UBS’s Portfolio RESP Stock Details RESP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-1,464
Closed -$33K – 10922
2014
Q1 		$33K Buy
+1,464
New +$32.3K ﹤0.01% 7406
2013
Q4 		– Sell
-1,725
Closed -$35K – 10853
2013
Q3 		$35K Buy
+1,725
New +$34.8K ﹤0.01% 7342

Other funds holding RESP

WBG
Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MHS
M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return
IAA
Ironsides Asset Advisors Rocky Mount, North Carolina $399M AUM 13.99% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

UBS's RESP Position: Q2 2014 in Review

UBS sold out of WisdomTree U.S. ESG Fund (RESP) in Q2 2014, closing a stake of 1,464 shares — an estimated $33K sold.

UBS first reported a position in RESP in Q3 2013 and held it in 2 quarters. The position peaked at $35K in Q3 2013. 23 funds tracked by Wall St. Rank hold RESP as of Q2 2014.

  • UBS reported no remaining WisdomTree U.S. ESG Fund position as of Q2 2014 after selling out during the quarter.
  • UBS sold 1,464 WisdomTree U.S. ESG Fund shares in Q2 2014, an estimated $33K.
  • UBS first reported a position in WisdomTree U.S. ESG Fund in Q3 2013 and held it in 2 quarters.
  • UBS's WisdomTree U.S. ESG Fund position peaked at $35K in Q3 2013.
  • 23 funds tracked by Wall St. Rank held WisdomTree U.S. ESG Fund as of Q2 2014.

Based on UBS's 13F filing for Q2 2014, filed 14 Aug 2014.