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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYD icon
7151
Direxion Daily 7-10 Year Treasury Bull 3X ETF
TYD
$31.6M
$42K ﹤0.01%
+1,187
New +$44K
WOR icon
7152
CALL
Worthington Enterprises
WOR
$2.77B
$42K ﹤0.01%
1,622
+649
+67% +$16.1K
XOMA
7153
PUT
DELISTED
Xoma
XOMA
$42K ﹤0.01%
310
+20
+7% +$2.02K
ZWS icon
7154
Zurn Elkay Water Solutions
ZWS
$8.38B
$42K ﹤0.01%
+3,245
New +$36.6K
SASR
7155
DELISTED
Sandy Spring Bancorp Inc
SASR
$42K ﹤0.01%
1,510
-428
-22% -$11.2K
ZVO
7156
DELISTED
Zovio Inc. Common Stock
ZVO
$42K ﹤0.01%
2,360
-8,001
-77% -$145K
RJN
7157
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
$42K ﹤0.01%
5,991
-165,030
-96% -$1.13M
URR
7158
DELISTED
Market Vectors Double Long Euro ETN
URR
$42K ﹤0.01%
1,433
+768
+115% +$21.9K
UBM
7159
DELISTED
E-TRACS UBS Bloomberg CMCI Industrial Metals ETN
UBM
$42K ﹤0.01%
+2,414
New +$41.3K
KATE
7160
PUT
DELISTED
Kate Spade & Company
KATE
$42K ﹤0.01%
1,300
+1,000
+333% +$29.5K
ALJ
7161
DELISTED
Alon USA Energy Inc
ALJ
$42K ﹤0.01%
2,492
+2,392
+2,392% +$30.2K
WINT
7162
PUT
DELISTED
Windtree Therapeutics Inc
WINT
$42K ﹤0.01%
1,321
-1,300
-50% -$40.7K
IQNT
7163
CALL
DELISTED
Inteliquent, Inc.
IQNT
$42K ﹤0.01%
3,700
+3,200
+640% +$36K
GGP
7164
CALL
DELISTED
GGP Inc.
GGP
$42K ﹤0.01%
2,100
+1,600
+320% +$32.9K
BIE
7165
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$42K ﹤0.01%
3,140
-1,361
-30% -$18.1K
PBCP
7166
DELISTED
POLONIA BANCORP INC MD
PBCP
$42K ﹤0.01%
4,226
+1,986
+89% +$20.1K
PAL
7167
CALL
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$42K ﹤0.01%
64,800
+33,800
+109% +$23.8K
SKH
7168
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
$42K ﹤0.01%
8,733
+4,733
+118% +$22K
SMA
7169
DELISTED
SYMMETRY MEDICAL INC
SMA
$42K ﹤0.01%
4,125
-2,762
-40% -$24K
TRSY
7170
DELISTED
PIMCO BROAD U.S. TREASURY INDEX FUND ETF
TRSY
$42K ﹤0.01%
426
-62
-13% -$6.18K
COLE
7171
PUT
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$42K ﹤0.01%
+3,000
New +$40.9K
FONE
7172
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$42K ﹤0.01%
1,276
-8
-0.6% -$260
IMUC
7173
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$42K ﹤0.01%
1,137
-675
-37% -$63.9K
FBRC
7174
DELISTED
FBR & Co. Common Stock
FBRC
$42K ﹤0.01%
1,619
+356
+28% +$9.58K
SLI
7175
DELISTED
S L INDUSTRIES INC (DELAWARE)
SLI
$42K ﹤0.01%
1,557
– –
285 286
287
288 289

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.