UBS’s AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return RJN Stock Holding History

UBS’s Portfolio RJN Stock Details RJN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$41K	Sell	6,370 -7,936	-55%	-$54.5K	﹤0.01%	7087
2014 Q2	$107K	Buy	14,306 +5,624	+65%	+$40.9K	﹤0.01%	5859
2014 Q1	$61K	Buy	8,682 +2,691	+45%	+$18.7K	﹤0.01%	6589
2013 Q4	$42K	Sell	5,991 -165,030	-96%	-$1.13M	﹤0.01%	7197
2013 Q3	$1.18M	Buy	171,021 +23,535	+16%	+$165K	﹤0.01%	3157
2013 Q2	$963K	Buy	+147,486	New	+$959K	﹤0.01%	3390

Other funds holding RJN

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

MDE Group Morristown, New Jersey $389M AUM 6.91% 1-Year Est. Return

FPCM

Financial Partners Capital Management New York $449M AUM 11.1% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

SSB

Sandy Spring Bank Olney, Maryland $2.38B AUM 8.14% 1-Year Est. Return

UBS's RJN Position: Q3 2014 in Review

UBS reduced its AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return (RJN) stake by 55% in Q3 2014, selling an estimated $54.5K and leaving 6,370 shares worth $41K. The position accounts for ﹤0.01% of the portfolio, ranked #7087.

UBS first reported a position in RJN in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.18M in Q3 2013. 8 funds tracked by Wall St. Rank hold RJN as of Q3 2014.

UBS held 6,370 shares of AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return worth $41K as of Q3 2014.
UBS sold 7,936 AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return shares in Q3 2014, an estimated $54.5K.
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7087 holding.
UBS first reported a position in AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return in Q2 2013 and has held it in 6 quarters since.
UBS's AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return position peaked at $1.18M in Q3 2013.
8 funds tracked by Wall St. Rank held AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.